| Academy Securities, Inc |
Underwriter |
Broker-Dealer |
1 |
| Adirondack Trust |
Underwriter |
Broker-Dealer |
1 |
| BAIRD |
Underwriter |
Broker-Dealer |
2 |
| BAIRD |
Underwriter |
Broker-Dealer |
1 |
| BAIRD |
Underwriter |
Broker-Dealer |
1 |
| BAIRD |
Underwriter |
Broker-Dealer |
1 |
| Barclays |
Underwriter |
Broker-Dealer |
2 |
| Barclays |
Underwriter |
Broker-Dealer |
2 |
| Barclays |
Underwriter |
Broker-Dealer |
1 |
| Barclays |
Underwriter |
Broker-Dealer |
1 |
| BofA Merrill Lynch (BAML) |
Underwriter |
Broker-Dealer |
1 |
| BofA Merrill Lynch (BAML) |
Underwriter |
Broker-Dealer |
1 |
| Bond Buyer |
Financial News Service |
Financial News Service/Other |
3 |
| Braymen Lambert & Noel |
Underwriter |
Broker-Dealer |
1 |
| CARTY & CO |
Underwriter |
Broker-Dealer |
3 |
| Castleoak Securities LP |
Underwriter |
Broker-Dealer |
1 |
| CL King |
Underwriter |
Broker-Dealer |
1 |
| Coastal Securities |
Underwriter |
Broker-Dealer |
2 |
| CoBank |
Underwriter |
Broker-Dealer |
1 |
| Edward D. Jones & Co. |
Underwriter |
Broker-Dealer |
1 |
| Edward Jones |
Underwriter |
Broker-Dealer |
2 |
| Estrada, Hinojosa |
Underwriter |
Broker-Dealer |
1 |
| First Kentucky Securities Corp. |
Underwriter |
Broker-Dealer |
1 |
| First Midstate Incorporated |
Underwriter |
Broker-Dealer |
1 |
| First Niagara |
Underwriter |
Broker-Dealer |
2 |
| First Southwest Company |
Underwriter |
Broker-Dealer |
1 |
| Frost Bank |
Underwriter |
Broker-Dealer |
1 |
| George K. Baum |
Underwriter |
Broker-Dealer |
1 |
| George K. Baum |
Underwriter |
Broker-Dealer |
1 |
| Graves, Horton, Askew LLC |
Portfolio Manager |
Buyside |
1 |
| Jefferies |
Underwriter |
Broker-Dealer |
1 |
| Jefferies LLC |
Underwriter |
Broker-Dealer |
1 |
| JP Morgan |
Underwriter |
Broker-Dealer |
2 |
| JP Morgan |
Underwriter |
Broker-Dealer |
1 |
| Kildare Capital |
Underwriter |
Broker-Dealer |
4 |
| Kirkpatrick Pettis |
Underwriter |
Broker-Dealer |
1 |
| Lawson Financial |
Underwriter |
Broker-Dealer |
2 |
| Loop Capital Markets |
Underwriter |
Broker-Dealer |
2 |
| M. E. Allison & Co. Inc. |
Underwriter |
Broker-Dealer |
1 |
| Merchant Capital LLC |
Underwriter |
Broker-Dealer |
1 |
| Mesirow Financial |
Underwriter |
Broker-Dealer |
1 |
| Mesirow Financial |
Underwriter |
Broker-Dealer |
1 |
| Northland Securities |
Underwriter |
Broker-Dealer |
3 |
| NW Financial Group, LLC |
Underwriter |
Broker-Dealer |
1 |
| NW Financial Group, LLC |
Underwriter |
Broker-Dealer |
1 |
| Piper Jaffray |
Underwriter |
Broker-Dealer |
1 |
| Piper Jaffray & Co.(MN) |
Underwriter |
Broker-Dealer |
1 |
| PNC Bank |
Underwriter |
Broker-Dealer |
1 |
| Prager & Co. |
Underwriter |
Broker-Dealer |
7 |
| Prager & Co. |
Underwriter |
Broker-Dealer |
5 |
| Prager & Co. |
Underwriter |
Broker-Dealer |
1 |
| Prager & Co. |
Underwriter |
Broker-Dealer |
1 |
| Prager & Co. |
Underwriter |
Broker-Dealer |
1 |
| Prager & Co. |
Underwriter |
Broker-Dealer |
1 |
| Prager & Co., Inc. |
Underwriter |
Broker-Dealer |
1 |
| Ramirez & Co. |
Underwriter |
Broker-Dealer |
1 |
| Ramirez & Co. |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
16 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
4 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
3 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
2 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
2 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets (TX) |
Underwriter |
Broker-Dealer |
1 |
| RD Capital Group Inc. |
Underwriter |
Broker-Dealer |
1 |
| Rice Financial |
Underwriter |
Broker-Dealer |
1 |
| Riedl First Securities |
Underwriter |
Broker-Dealer |
1 |
| Robert W. Baird & Co |
Financial Analyst |
Broker-Dealer |
1 |
| Robert W. Baird & Co., Inc. |
Underwriter |
Broker-Dealer |
3 |
| Roosevelt & Cross |
Underwriter |
Broker-Dealer |
1 |
| Ross Sinclaire & Associates |
Underwriter |
Broker-Dealer |
1 |
| Ross Sinclaire & Associates |
Underwriter |
Broker-Dealer |
1 |
| Ross Sinclaire & Associates |
Underwriter |
Broker-Dealer |
1 |
| Ross Sinclaire & Associates |
Underwriter |
Broker-Dealer |
1 |
| Ross Sinclaire & Associates |
Underwriter |
Broker-Dealer |
1 |
| Sage Rutty |
Underwriter |
Broker-Dealer |
1 |
| Sibert Brandford Shank & Co |
Underwriter |
Broker-Dealer |
1 |
| Southwest Securities |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stifel |
Underwriter |
Broker-Dealer |
1 |
| Vining Sparks |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wulff, Hansen & Co. |
Underwriter |
Broker-Dealer |
1 |
| Wulff, Hansen & Co. |
Underwriter |
Broker-Dealer |
1 |
