| Academy Securities, Inc |
Underwriter |
Broker-Dealer |
1 |
| Adirondack Trust |
Underwriter |
Broker-Dealer |
1 |
| AllianceBernstein |
Fund Administrator |
Buyside |
3 |
| AllianceBernstein |
Associate Portfolio Manager |
Buyside |
1 |
| AllianceBernstein |
Portfolio Manager |
Buyside |
1 |
| AllianceBernstein |
Associate Portfolio Manager |
Buyside |
1 |
| AllianceBernstein |
Portfolio Analyst |
Buyside |
1 |
| AllianceBernstein |
Analyst |
Buyside |
1 |
| AllianceBernstein |
Vice President and Senior Portfolio Manager |
Buyside |
1 |
| AllianceBernstein |
Director, Research & Portfolio Manager & Analyst |
Buyside |
1 |
| AllianceBernstein |
Senior Portfolio Manager |
Buyside |
1 |
| AllianceBernstein |
Chief Investment Officer |
Buyside |
1 |
| AllianceBernstein |
Research Analyst |
Buyside |
1 |
| America First Investment Advisors |
Credit/Research Analyst |
Buyside |
2 |
| AMTEC Corp. |
Arbitrage Rebate/Verification Agent |
Financial News Service/Other |
3 |
| Associated Investment Management |
Credit/Research Analyst |
Buyside |
2 |
| BAIRD |
Underwriter |
Broker-Dealer |
2 |
| BAIRD |
Underwriter |
Broker-Dealer |
1 |
| BAIRD |
Underwriter |
Broker-Dealer |
1 |
| Bippus State Bank |
Underwriter |
Broker-Dealer |
1 |
| BlackRock |
Fund Administrator |
Buyside |
1 |
| BlackRock |
Analyst |
Buyside |
1 |
| BlackRock |
High Yield Fixed Income Analyst |
Buyside |
1 |
| BlackRock |
Director, Hedge Fund Research |
Buyside |
1 |
| BlackRock |
Hedge Fund Solutions Analyst |
Buyside |
1 |
| BlackRock |
Analyst |
Buyside |
1 |
| BlackRock |
Associate - Global Fixed Income Team |
Buyside |
1 |
| BlackRock |
Analyst |
Buyside |
1 |
| BlackRock |
Head Portfolio Manager, Multi-Sector Fixed Income |
Buyside |
1 |
| BlackRock |
Analyst |
Buyside |
1 |
| BlackRock |
Research Associate |
Buyside |
1 |
| BlackRock |
Global Director, Fund Administration |
Buyside |
1 |
| BlackRock |
Portfolio Manager, Fixed Income & Vice President |
Buyside |
1 |
| BlackRock |
Analyst |
Buyside |
1 |
| BlackRock |
Global Allocation Fund |
Buyside |
1 |
| BlackRock |
Municipal Bond Trader |
Buyside |
1 |
| BlackRock |
Analyst |
Buyside |
1 |
| BNY Mellon |
Head Director, Municipal Trading |
Buyside |
2 |
| BofA Merrill Lynch (BAML) |
Underwriter |
Broker-Dealer |
1 |
| Bond Buyer |
Financial News Service |
Financial News Service/Other |
9 |
| Bond Buyer |
Financial News Service |
Financial News Service/Other |
2 |
| Bondex Insurance Co |
Portfolio Manager |
Buyside |
1 |
| Boyd Watterson Asset Management |
Portfolio Manager |
Buyside |
2 |
| Build America Mutual |
Insurer |
Financial News Service/Other |
3 |
| Build America Mutual |
Insurer |
Financial News Service/Other |
3 |
| Build America Mutual |
Insurance |
Financial News Service/Other |
3 |
| Build America Mutual |
Insurer |
Financial News Service/Other |
2 |
| Cabrera Capital Markets Inc. |
Underwriter |
Broker-Dealer |
1 |
| Calamos Advisors LLC |
Portfolio Manager |
Buyside |
4 |
| Capital One |
Underwriter |
Broker-Dealer |
2 |
| Carderock Capital Management Inc |
Credit/Research Analyst |
Buyside |
1 |
| Columbia Management Investment Advisers |
Credit/Research Analyst |
Buyside |
1 |
| Commerce Bank |
Underwriter |
Broker-Dealer |
2 |
| Conning Asset Management |
Credit/Research Analyst |
Buyside |
3 |
| Cookson, Peirce & Co Inc |
Credit/Research Analyst |
Buyside |
3 |
| CornerCap Investment Counsel Inc |
Credit/Research Analyst |
Buyside |
2 |
| Country Club Bank |
Underwriter |
Broker-Dealer |
1 |
| Crossroads Bank |
Underwriter |
Broker-Dealer |
1 |
| EARNEST Partners |
Credit/Research Analyst |
Buyside |
2 |
| Edward Jones |
Underwriter |
Broker-Dealer |
2 |
| Farmers State Bank |
Underwriter |
Broker-Dealer |
1 |
| Farmers State Bank |
Underwriter |
Broker-Dealer |
1 |
| Farmers State Bank |
Underwriter |
Broker-Dealer |
1 |
| Federated Investment Management Company |
Analyst |
Buyside |
1 |
| Federated Investment Management Company |
Analyst |
Buyside |
1 |
| Fidelity Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| Fidelity Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| Fidelity Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| Fidelity Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| Fidelity Investments |
Analyst |
Buyside |
1 |
| Fidelity Investments |
Research Analyst |
Buyside |
1 |
| Fidelity Investments |
Research Associate |
Buyside |
1 |
| Fidelity Investments |
Analyst |
Buyside |
1 |
| Fidelity Investments |
Portfolio Manager & Research Analyst |
Buyside |
1 |
| Fidelity Investments |
Research Analyst |
Buyside |
1 |
| Fidelity Investments |
Analyst |
Buyside |
1 |
| Fidelity Investments |
Research Associate |
Buyside |
1 |
| Fidelity Investments |
Global Head of Fixed Income |
Buyside |
1 |
| Fidelity Investments |
Research Analyst |
Buyside |
1 |
| Fidelity Investments |
Analyst |
Buyside |
1 |
| Fidelity Investments |
Research Associate |
Buyside |
1 |
| Fidelity Investments |
Fixed Income Division (Trader) |
Buyside |
1 |
| Fidelity Investments |
Portfolio Manager |
Buyside |
1 |
| Fidelity Investments |
Research Analyst |
Buyside |
1 |
| Fidelity Investments |
Research Associate |
Buyside |
1 |
| Fidelity Investments |
Portfolio Manager |
Buyside |
1 |
| Fidelity Investments |
Analyst |
Buyside |
1 |
| Fidelity Investments |
Fixed Income Coordinator |
Buyside |
1 |
| Fidelity Investments |
Analyst |
Buyside |
1 |
| Fidelity Investments |
Research Analyst |
Buyside |
1 |
| Fidelity Investments |
Research Associate |
Buyside |
1 |
| Fidelity Investments |
Associate Analyst |
Buyside |
1 |
| First Internet Bank |
Underwriter |
Broker-Dealer |
2 |
| Garrett State Bank |
Underwriter |
Broker-Dealer |
1 |
| GMS Group |
Underwriter |
Broker-Dealer |
1 |
| Great Pacific Securities Inc. |
Underwriter |
Broker-Dealer |
1 |
| Hilltop Securities |
Underwriter |
Broker-Dealer |
1 |
| Hilltop Securities |
Underwriter |
Broker-Dealer |
1 |
| Hilltop Securities |
Underwriter |
Broker-Dealer |
1 |
| Hilltop Securities |
Underwriter |
Broker-Dealer |
1 |
| Huntington Bank |
Underwriter |
Broker-Dealer |
1 |
| Huntleigh Securities Corporation |
Underwriter |
Broker-Dealer |
2 |
| Interactive Data |
Financial News Service |
Financial News Service/Other |
1 |
| INVESCO Inc |
Credit/Research Analyst |
Buyside |
1 |
| Ipreo Research |
Financial News Service |
Financial News Service/Other |
1 |
| J.A. Glynn & Company |
Credit/Research Analyst |
Buyside |
2 |
| Janney Montgomery Scott |
Underwriter |
Broker-Dealer |
1 |
| Johnson Investment Counsel Inc |
Credit/Research Analyst |
Buyside |
1 |
| Lafayette Bank and Trust |
Underwriter |
Broker-Dealer |
1 |
| Lazard Asset Management |
Credit/Research Analyst |
Buyside |
1 |
| Lewis, Young, Robertson & Burninham |
Credit/Research Analyst |
Buyside |
1 |
| Liberty Bankers Life Insurance Company |
Portfolio Manager |
Buyside |
2 |
| Loomis Sayles & Company |
Credit/Research Analyst |
Buyside |
3 |
| Madison Investment Advisors LLC |
Portfolio Manager |
Buyside |
2 |
| Manning & Napier Advisors Inc |
Credit/Research Analyst |
Buyside |
2 |
| Mesirow Financial |
Underwriter |
Broker-Dealer |
3 |
| Mesirow Financial |
Underwriter |
Broker-Dealer |
2 |
| Mesirow Financial |
Underwriter |
Broker-Dealer |
1 |
| Mesirow Financial |
Underwriter |
Broker-Dealer |
1 |
| MFS Investment Management |
Analyst |
Buyside |
2 |
| MFS Investment Management |
Fixed Income Research Associate |
Buyside |
1 |
| MFS Investment Management |
Director of Research |
Buyside |
1 |
| MFS Investment Management |
Fixed Income Research Analyst |
Buyside |
1 |
| MFS Investment Management |
Analyst |
Buyside |
1 |
| MFS Investment Management |
Fixed Income Research Analyst |
Buyside |
1 |
| MFS Investment Management |
Investment Officer & Fixed Income Research Analyst |
Buyside |
1 |
| MFS Investment Management |
Municipal Bond Analyst |
Buyside |
1 |
| MFS Investment Management |
Credit/Research Analyst |
Buyside |
1 |
| MFS Investment Management |
Analyst |
Buyside |
1 |
| MFS Investment Management |
Analyst |
Buyside |
1 |
| MFS Investment Management |
Fixed Income Trader |
Buyside |
1 |
| MFS Investment Management |
Investment Officer & Fixed Income Analyst |
Buyside |
1 |
| MFS Investment Management |
Investment Officer & Portfolio Manager |
Buyside |
1 |
| MFS Investment Management |
Fixed Income Analyst |
Buyside |
1 |
| MFS Investment Management |
Institutional Portfolio Management Research Associate |
Buyside |
1 |
| MFS Investment Management |
Analyst |
Buyside |
1 |
| Mischler Financial |
Underwriter |
Broker-Dealer |
1 |
| Mischler Financial |
Underwriter |
Broker-Dealer |
1 |
| Moors & Cabot, Inc. |
Underwriter |
Broker-Dealer |
1 |
| Morgan Stanley |
Underwriter |
Broker-Dealer |
1 |
| Nuveen |
Managing Director - Senior Research Analyst |
Buyside |
3 |
| Nuveen |
Senior Director, Investment Research |
Buyside |
2 |
| Nuveen |
Senior Analyst |
Buyside |
2 |
| Nuveen |
Analyst |
Buyside |
2 |
| Nuveen |
Senior Director, Global Fixed Income |
Buyside |
2 |
| Nuveen |
Vice President and Senior Research Analyst |
Buyside |
2 |
| Nuveen |
Chief Investment Officer |
Buyside |
2 |
| Nuveen |
Managing Director, Senior Research Analyst |
Buyside |
2 |
| Nuveen |
Senior Analyst, Co-Portfolio Manager |
Buyside |
2 |
| Nuveen |
Senior Research Analyst |
Buyside |
2 |
| Nuveen |
Senior Analyst |
Buyside |
2 |
| Nuveen |
Managing Director and Senior Research Analyst |
Buyside |
2 |
| Nuveen |
Credit/Research Analyst |
Buyside |
2 |
| Nuveen |
Vice President, Research & Analyst |
Buyside |
2 |
| Nuveen |
Global Portfolio Manager, Fixed Income Team |
Buyside |
1 |
| Nuveen |
Research Associate |
Buyside |
1 |
| Nuveen |
Vice President, Senior Research Analyst |
Buyside |
1 |
| Nuveen |
Vice President, Research & Analyst |
Buyside |
1 |
| Nuveen |
Managing Director, Senior Research Analyst |
Buyside |
1 |
| Nuveen |
Analyst |
Buyside |
1 |
| Nuveen |
Analyst |
Buyside |
1 |
| Nuveen |
Credit/Research Analyst |
Buyside |
1 |
| Nuveen |
Fund Administration Reporting Analyst II |
Buyside |
1 |
| Nuveen |
Research Analyst |
Buyside |
1 |
| Nuveen |
Senior Analyst |
Buyside |
1 |
| Nuveen |
Senior Research Analyst |
Buyside |
1 |
| Nuveen |
Fixed Income Trader, Assistant Vice President |
Buyside |
1 |
| Nuveen |
Credit/Research Analyst |
Buyside |
1 |
| Nuveen |
Senior Analyst, Responsible Investing Team |
Buyside |
1 |
| Nuveen |
Analyst |
Buyside |
1 |
| Nuveen |
Senior Research Analyst & Vice President |
Buyside |
1 |
| Nuveen |
Research Analyst |
Buyside |
1 |
| Nuveen |
Vice President and Research Analyst |
Buyside |
1 |
| Nuveen |
Senior Analyst |
Buyside |
1 |
| Nuveen |
Senior Research Analyst |
Buyside |
1 |
| Nuveen |
Director, Fixed Income Trader |
Buyside |
1 |
| Nuveen |
Co-Head of Fixed Income |
Buyside |
1 |
| Nuveen |
Analyst |
Buyside |
1 |
| Nuveen |
Analyst |
Buyside |
1 |
| Nuveen |
Credit/Research Analyst |
Buyside |
1 |
| Nuveen |
Managing Director, Senior Research Analyst |
Buyside |
1 |
| Nuveen |
Research, Head of Portfolio Management |
Buyside |
1 |
| Nuveen |
Director of Research |
Buyside |
1 |
| Nuveen |
Vice President, Research Analyst |
Buyside |
1 |
| Nuveen |
Director, Equities & Fixed Income |
Buyside |
1 |
| Nuveen |
Managing Director - Director of Research |
Buyside |
1 |
| Nuveen |
Senior Director, Research & Analyst |
Buyside |
1 |
| Nuveen |
Research Associate |
Buyside |
1 |
| Nuveen |
Fixed Income Trading |
Buyside |
1 |
| Nuveen |
Analyst |
Buyside |
1 |
| Nuveen |
Senior Analyst |
Buyside |
1 |
| NWQ Investment Management Company LLC |
Portfolio Manager |
Buyside |
1 |
| OakTree Capital Management |
Portfolio Manager |
Buyside |
2 |
| Ohio National Financial Services |
Portfolio Manager |
Buyside |
1 |
| Oppenheimer & Co |
Underwriter |
Broker-Dealer |
2 |
| Oppenheimer & Co |
Underwriter |
Broker-Dealer |
1 |
| Oppenheimer & Co. |
Underwriter |
Broker-Dealer |
1 |
| Parametric Portfolio Associates LLC |
Portfolio Manager |
Buyside |
1 |
| Payden & Rygel |
Credit/Research Analyst |
Buyside |
2 |
| Payden & Rygel |
Credit/Research Analyst |
Buyside |
2 |
| Payden & Rygel |
Credit/Research Analyst |
Buyside |
2 |
| PENN Capital Management Company, Inc |
Portfolio Manager |
Buyside |
2 |
| PineBridge Investments |
Analyst |
Buyside |
2 |
| PineBridge Investments |
Managing Director - Portfolio Manager, Multi-Asset |
Buyside |
2 |
| PineBridge Investments |
Credit/Research Analyst |
Buyside |
2 |
| PineBridge Investments |
Analyst |
Buyside |
2 |
| Polish Falcons of America |
Portfolio Manager |
Buyside |
1 |
| Polish National Union of America |
Portfolio Manager |
Buyside |
2 |
| PPM America |
Credit/Research Analyst |
Buyside |
1 |
| Prager & Co. |
Underwriter |
Broker-Dealer |
2 |
| Prager & Co. |
Underwriter |
Broker-Dealer |
2 |
| Prager & Co. |
Underwriter |
Broker-Dealer |
2 |
| Prager & Co. |
Underwriter |
Broker-Dealer |
2 |
| Prudential Investment Management |
Portfolio Analyst |
Buyside |
1 |
| Prudential Investment Management |
Manager, Investment Manager Research |
Buyside |
1 |
| Putnam Investment Management |
Municipal Bond Analyst |
Buyside |
1 |
| Raymond James |
Underwriter |
Broker-Dealer |
1 |
| Raymond James |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| Rice Financial |
Underwriter |
Broker-Dealer |
1 |
| Roosevelt & Cross |
Underwriter |
Broker-Dealer |
1 |
| Samco Capital Markets |
Underwriter |
Broker-Dealer |
2 |
| Segall Bryant & Hamill |
Portfolio Manager |
Buyside |
2 |
| Segall Bryant & Hamill |
Credit/Research Analyst |
Buyside |
2 |
| Sibert Brandford Shank & Co |
Underwriter |
Broker-Dealer |
3 |
| Siebert Cisneros Shank & Co |
Underwriter |
Broker-Dealer |
1 |
| Siebert Cisneros Shank & Co |
Underwriter |
Broker-Dealer |
1 |
| STAR Financial Bank |
Underwriter |
Broker-Dealer |
2 |
| STAR Financial Bank |
Underwriter |
Broker-Dealer |
2 |
| STAR Financial Bank |
Underwriter |
Broker-Dealer |
2 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stifel |
Underwriter |
Broker-Dealer |
1 |
| Stifel |
Underwriter |
Broker-Dealer |
1 |
| Stifel Nicolause & Co LLC |
Underwriter |
Broker-Dealer |
1 |
| Stifel Nicolause & Co LLC |
Underwriter |
Broker-Dealer |
1 |
| Stifel Nicolause & Co LLC |
Underwriter |
Broker-Dealer |
1 |
| Stonebridge Capital Advisors |
Credit/Research Analyst |
Buyside |
1 |
| Stonebridge Capital Advisors |
Credit/Research Analyst |
Buyside |
1 |
| The Vanguard Group |
Analyst |
Buyside |
1 |
| TIAA-CREF Investment Management |
Credit/Research Analyst |
Buyside |
2 |
| TIAA-CREF Investment Management |
Credit/Research Analyst |
Buyside |
1 |
| TIAA-CREF Investment Management |
Credit/Research Analyst |
Buyside |
1 |
| Trans City Insurance Companies |
Portfolio Manager |
Buyside |
1 |
| UBS Securities LLC |
Underwriter |
Broker-Dealer |
1 |
| US Bancorp |
Underwriter |
Broker-Dealer |
1 |
| US Bancorp Asset Management |
Credit/Research Analyst |
Buyside |
1 |
| Van Eck Global |
Portfolio Manager |
Buyside |
2 |
| Wallace R Weitz & Co |
Portfolio Manager |
Buyside |
2 |
| Wedbush Securities |
Underwriter |
Broker-Dealer |
1 |
| Wellington Management |
Credit/Research Analyst |
Buyside |
2 |
| Wellington Management |
Credit/Research Analyst |
Buyside |
1 |
| Wellington Management |
Credit/Research Analyst |
Buyside |
1 |
| Wellington Management |
Credit/Research Analyst |
Buyside |
1 |
| Wells Capital Management |
Analyst |
Buyside |
2 |
| Wells Capital Management |
Securities Analyst |
Buyside |
1 |
| Wells Capital Management |
Research Analyst |
Buyside |
1 |
| Wells Capital Management |
Fixed Income Analyst |
Buyside |
1 |
| Wells Capital Management |
Director, Research and Portfolio Manager |
Buyside |
1 |
| Wells Capital Management |
Associate Portfolio Manager |
Buyside |
1 |
| Wells Capital Management |
Senior Portfolio Analyst |
Buyside |
1 |
| Wells Capital Management |
Director of Research |
Buyside |
1 |
| Wells Capital Management |
Associate Portfolio Manager |
Buyside |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| West End Bank |
Underwriter |
Broker-Dealer |
1 |
| Western Asset Management |
Municipal Product Specialist |
Buyside |
1 |
| Westwood Management Corp |
Portfolio Manager |
Buyside |
3 |
| Wiley Brothers |
Underwriter |
Broker-Dealer |
1 |
| Wulff, Hansen & Co. |
Underwriter |
Broker-Dealer |
1 |
