| Adirondack Trust |
Underwriter |
Broker-Dealer |
1 |
| BAIRD |
Underwriter |
Broker-Dealer |
1 |
| BAIRD |
Underwriter |
Broker-Dealer |
1 |
| Bank of America |
Credit/Research |
Buyside |
1 |
| Bank of America Merrill Lynch |
Underwriter |
Broker-Dealer |
1 |
| Barclays |
Underwriter |
Broker-Dealer |
2 |
| Barclays |
Underwriter |
Broker-Dealer |
1 |
| Barclays |
Underwriter |
Broker-Dealer |
1 |
| Bippus State Bank |
Underwriter |
Broker-Dealer |
1 |
| Bloomberg Financial Markets |
Financial News Service |
Financial News Service/Other |
2 |
| Blount Parrish & Co. |
Underwriter |
Broker-Dealer |
1 |
| BofA Merrill Lynch (BAML) |
Underwriter |
Broker-Dealer |
2 |
| Build America Mutual |
Insurer |
Financial News Service/Other |
1 |
| Cabrera Capital Markets Inc. |
Underwriter |
Broker-Dealer |
1 |
| Capital One |
Underwriter |
Broker-Dealer |
3 |
| Citi |
Underwriter |
Broker-Dealer |
1 |
| CL King |
Underwriter |
Broker-Dealer |
1 |
| Commerce Bank |
Underwriter |
Broker-Dealer |
1 |
| Cookson, Peirce & Co Inc |
Credit/Research Analyst |
Buyside |
1 |
| Crew & Associates |
Underwriter |
Broker-Dealer |
2 |
| Crossroads Bank |
Underwriter |
Broker-Dealer |
1 |
| Delaware Investments |
Credit/Research Analyst |
Buyside |
2 |
| Delaware Investments |
Analyst |
Buyside |
1 |
| Dougherty & Co. LLC |
Underwriter |
Broker-Dealer |
6 |
| EARNEST Partners |
Credit/Research Analyst |
Buyside |
2 |
| Edward D. Jones & Co. |
Underwriter |
Broker-Dealer |
1 |
| Edward Jones |
Underwriter |
Broker-Dealer |
1 |
| EJ De La Rosa |
Underwriter |
Broker-Dealer |
1 |
| Farmers & Merchants Bank |
Underwriter |
Broker-Dealer |
2 |
| Farmers State Bank |
Underwriter |
Broker-Dealer |
1 |
| Farmers State Bank |
Underwriter |
Broker-Dealer |
1 |
| Farmers State Bank |
Underwriter |
Broker-Dealer |
1 |
| Farmers State Bank |
Underwriter |
Broker-Dealer |
1 |
| Federated Investment Management Company |
Analyst |
Buyside |
1 |
| Fifth Third Bank |
Underwriter |
Broker-Dealer |
1 |
| Fifth Third Securities |
Underwriter |
Broker-Dealer |
1 |
| First Internet Bank |
Underwriter |
Broker-Dealer |
1 |
| First Merchants |
Underwriter |
Broker-Dealer |
1 |
| Franklin Advisers |
Analyst |
Buyside |
1 |
| Franklin Advisers |
Analyst |
Buyside |
1 |
| FTN Financial Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| FTN Financial Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| Garrett State Bank |
Underwriter |
Broker-Dealer |
1 |
| Goldman Sachs |
Underwriter |
Broker-Dealer |
2 |
| Harris Bank, N.A. |
Underwriter |
Broker-Dealer |
1 |
| Hartford Investment Management Company |
Credit/Research Analyst |
Buyside |
1 |
| Hartford Investment Management Company |
Credit/Research Analyst |
Buyside |
1 |
| Hilltop Securities |
Underwriter |
Broker-Dealer |
2 |
| Hilltop Securities |
Underwriter |
Broker-Dealer |
1 |
| Hilltop Securities |
Underwriter |
Broker-Dealer |
1 |
| Hilltop Securities |
Underwriter |
Broker-Dealer |
1 |
| Hilltop Securities |
Underwriter |
Broker-Dealer |
1 |
| Huntington Bank |
Underwriter |
Broker-Dealer |
1 |
| INVESCO Inc |
Credit/Research Analyst |
Buyside |
1 |
| Jefferies LLC |
Underwriter |
Broker-Dealer |
1 |
| Jefferies LLC |
Underwriter |
Broker-Dealer |
1 |
| Jefferies LLC |
Underwriter |
Broker-Dealer |
1 |
| Johnson Investment Counsel Inc |
Credit/Research Analyst |
Buyside |
1 |
| Johnson Investment Counsel Inc |
Credit/Research Analyst |
Buyside |
1 |
| Kestrel Consulting Inc |
Credit/Research |
Buyside |
2 |
| Kestrel Consulting Inc |
Credit/Research |
Buyside |
1 |
| Lawson Financial |
Underwriter |
Broker-Dealer |
1 |
| Lewis, Young, Robertson & Burninham |
Credit/Research Analyst |
Buyside |
1 |
| Merchant Capital LLC |
Underwriter |
Broker-Dealer |
1 |
| Mesirow Financial |
Underwriter |
Broker-Dealer |
2 |
| Mesirow Financial |
Underwriter |
Broker-Dealer |
1 |
| MFS Investment Management |
Analyst |
Buyside |
1 |
| MFS Investment Management |
Analyst |
Buyside |
1 |
| MFS Investment Management |
Director of Research |
Buyside |
1 |
| MFS Investment Management |
Credit/Research Analyst |
Buyside |
1 |
| MFS Investment Management |
Analyst |
Buyside |
1 |
| MFS Investment Management |
Municipal Bond Analyst |
Buyside |
1 |
| MFS Investment Management |
Director of Research |
Buyside |
1 |
| MFS Investment Management |
Analyst |
Buyside |
1 |
| MFS Investment Management |
Fixed Income Analyst |
Buyside |
1 |
| Mischler Financial |
Underwriter |
Broker-Dealer |
1 |
| Moors & Cabot, Inc. |
Underwriter |
Broker-Dealer |
1 |
| Morgan Stanley |
Underwriter |
Broker-Dealer |
1 |
| Nuveen |
Analyst |
Buyside |
2 |
| Nuveen |
Analyst |
Buyside |
1 |
| Nuveen |
Managing Director, Senior Research Analyst |
Buyside |
1 |
| Nuveen |
Credit/Research Analyst |
Buyside |
1 |
| Nuveen |
Analyst |
Buyside |
1 |
| Nuveen |
Senior Research Analyst |
Buyside |
1 |
| Nuveen |
Analyst |
Buyside |
1 |
| Nuveen |
Credit/Research Analyst |
Buyside |
1 |
| Nuveen |
Senior Research Analyst & Vice President |
Buyside |
1 |
| Nuveen |
Credit/Research Analyst |
Buyside |
1 |
| Nuveen |
Senior Research Analyst |
Buyside |
1 |
| Nuveen |
Credit/Research Analyst |
Buyside |
1 |
| Nuveen |
Director of Research |
Buyside |
1 |
| Nuveen |
Analyst |
Buyside |
1 |
| Nuveen |
Managing Director - Senior Research Analyst |
Buyside |
1 |
| Nuveen |
Managing Director, Senior Research Analyst |
Buyside |
1 |
| Nuveen |
Vice President, Senior Research Analyst |
Buyside |
1 |
| NW Capital |
Underwriter |
Broker-Dealer |
1 |
| Oppenheimer & Co |
Underwriter |
Broker-Dealer |
1 |
| Parity |
Bidding Platform |
Financial News Service/Other |
1 |
| Piper Sandler |
Underwriter |
Broker-Dealer |
1 |
| PNC Bank |
Underwriter |
Broker-Dealer |
1 |
| PPM America |
Credit/Research Analyst |
Buyside |
1 |
| Raymond James |
Underwriter |
Broker-Dealer |
5 |
| Raymond James |
Underwriter |
Broker-Dealer |
3 |
| Raymond James |
Underwriter |
Broker-Dealer |
2 |
| Raymond James |
Underwriter |
Broker-Dealer |
1 |
| Raymond James |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
2 |
| Refinitiv |
Financial News Service |
Financial News Service/Other |
4 |
| Refinitiv |
Financial News Service |
Financial News Service/Other |
2 |
| Samco Capital Markets |
Underwriter |
Broker-Dealer |
3 |
| Siebert Cisneros Shank & Co |
Underwriter |
Broker-Dealer |
1 |
| Sisung Securities Corporation |
Underwriter |
Broker-Dealer |
1 |
| STAR Financial Bank |
Underwriter |
Broker-Dealer |
1 |
| Stephens |
Underwriter |
Broker-Dealer |
2 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
4 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
2 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
2 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stifel |
Underwriter |
Broker-Dealer |
1 |
| Stifel |
Underwriter |
Broker-Dealer |
1 |
| Stifel |
Underwriter |
Broker-Dealer |
1 |
| Stifel Nicolause & Co LLC |
Underwriter |
Broker-Dealer |
1 |
| Stifel Nicolause & Co LLC |
Underwriter |
Broker-Dealer |
1 |
| Stifel Nicolause & Co LLC |
Underwriter |
Broker-Dealer |
1 |
| TD Bank |
Underwriter |
Broker-Dealer |
3 |
| TIAA-CREF Investment Management |
Credit/Research Analyst |
Buyside |
1 |
| TIAA-CREF Investment Management |
Credit/Research Analyst |
Buyside |
1 |
| TIAA-CREF Investment Management |
Credit/Research Analyst |
Buyside |
1 |
| TIAA-CREF Investment Management |
Credit/Research Analyst |
Buyside |
1 |
| TIAA-CREF Investment Management |
Credit/Research Analyst |
Buyside |
1 |
| UMB Financial |
Underwriter |
Broker-Dealer |
1 |
| US Bancorp Asset Management |
Credit/Research Analyst |
Buyside |
1 |
| Wellington Management |
Credit/Research Analyst |
Buyside |
1 |
| Wellington Management |
Credit/Research Analyst |
Buyside |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
3 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
2 |
| Western Asset Management |
Credit/Research Analyst |
Buyside |
1 |
| Wulff, Hansen & Co. |
Underwriter |
Broker-Dealer |
2 |
