| Adirondack Trust |
Underwriter |
Broker-Dealer |
1 |
| AFL-CIO Housing Investment Trust |
Portfolio Manager |
Buyside |
1 |
| Albany Bank & Trust Company National Association |
Portfolio Manager |
Buyside |
1 |
| AllianceBernstein |
Associate Portfolio Manager |
Buyside |
3 |
| AllianceBernstein |
Senior Portfolio Manager |
Buyside |
2 |
| AllianceBernstein |
Portfolio Manager |
Buyside |
1 |
| AllianceBernstein |
Vice President and Senior Portfolio Manager |
Buyside |
1 |
| AllianceBernstein |
Portfolio Manager |
Buyside |
1 |
| AllianceBernstein |
Vice President and Senior Analyst |
Buyside |
1 |
| AllianceBernstein |
Portfolio Manager |
Buyside |
1 |
| AllianceBernstein |
Associate Portfolio Manager |
Buyside |
1 |
| AllianceBernstein |
Portfolio Analyst |
Buyside |
1 |
| AllianceBernstein |
Senior Vice President, Senior Portfolio Manager |
Buyside |
1 |
| AllianceBernstein |
Associate Portfolio Manager |
Buyside |
1 |
| AllianceBernstein |
Group Multi-Asset Portfolio Management Vice President & Director |
Buyside |
1 |
| AllianceBernstein |
Fund Administrator |
Buyside |
1 |
| AllianceBernstein |
Portfolio Manager, Fixed Income |
Buyside |
1 |
| AllianceBernstein |
Portfolio Manager |
Buyside |
1 |
| AllianceBernstein |
Vice President and Senior Research Analyst |
Buyside |
1 |
| AllianceBernstein |
Director, Research & Portfolio Manager & Analyst |
Buyside |
1 |
| Allstate Investment Management |
Portfolio Manager |
Buyside |
1 |
| American Mutual Share Insurance Corp |
Portfolio Manager |
Buyside |
1 |
| AMTEC Corp. |
Arbitrage Rebate/Verification Agent |
Financial News Service/Other |
4 |
| Ancora Advisors |
Portfolio Manager |
Buyside |
1 |
| Ancora Advisors LLC |
Credit/Research Analyst |
Buyside |
1 |
| Asset Advisory Group Inc |
Portfolio Manager |
Buyside |
2 |
| Asset Allocation & Management Co |
Portfolio Manager |
Buyside |
1 |
| Asset Management Corporation |
Portfolio Manager |
Buyside |
1 |
| Asset Preservation Advisors Incorporated |
Portfolio Manager |
Buyside |
1 |
| Assured Guaranty Municipal Corp |
Portfolio Manager |
Buyside |
3 |
| Atlantic Trust Private Wealth Management |
Portfolio Manager |
Buyside |
1 |
| Auxier Asset Management |
Portfolio Manager |
Buyside |
1 |
| Backstrom McCarley Berry |
Underwriter |
Broker-Dealer |
1 |
| Backstrom McCarley Berry |
Underwriter |
Broker-Dealer |
1 |
| BAIRD |
Underwriter |
Broker-Dealer |
2 |
| BAIRD |
Underwriter |
Broker-Dealer |
1 |
| BAIRD |
Underwriter |
Broker-Dealer |
1 |
| Ballard Spahr LLP |
Portfolio Manager |
Buyside |
1 |
| Banc of America Public Capital Corp |
Underwriter |
Broker-Dealer |
1 |
| Banque Delen Luxembourg SA |
Portfolio Manager |
Buyside |
1 |
| Baron Financial Group |
Portfolio Manager |
Buyside |
1 |
| BB&T |
Underwriter |
Broker-Dealer |
1 |
| Bippus State Bank |
Underwriter |
Broker-Dealer |
1 |
| BlackRock |
Portfolio Manager, Fixed Income & Vice President |
Buyside |
1 |
| BlackRock |
Portfolio Manager |
Buyside |
1 |
| BlackRock |
Analyst |
Buyside |
1 |
| BlackRock |
Portfolio Manager |
Buyside |
1 |
| BlackRock |
Portfolio Manager |
Buyside |
1 |
| BlackRock |
Analyst |
Buyside |
1 |
| BlackRock |
Fund Administrator |
Buyside |
1 |
| BlackRock |
Portfolio Manager |
Buyside |
1 |
| BlackRock |
Hedge Fund Solutions Analyst |
Buyside |
1 |
| BlackRock |
Portfolio Manager |
Buyside |
1 |
| BlackRock |
Analyst |
Buyside |
1 |
| BlackRock |
Analyst |
Buyside |
1 |
| BlackRock |
Fixed Income Portfolio Management Group |
Buyside |
1 |
| BlackRock |
Portfolio Manager |
Buyside |
1 |
| BlackRock |
Hedge Fund Solutions |
Buyside |
1 |
| BlackRock |
Portfolio Manager |
Buyside |
1 |
| BlackRock |
Portfolio Manager |
Buyside |
1 |
| BlackRock |
Director, Fund Administration |
Buyside |
1 |
| BlackRock |
Portfolio Manager |
Buyside |
1 |
| BlackRock |
Portfolio Manager |
Buyside |
1 |
| BlackRock |
Head Portfolio Manager, Multi-Sector Fixed Income |
Buyside |
1 |
| BlackRock |
Portfolio Manager |
Buyside |
1 |
| BlackRock |
Portfolio Manager |
Buyside |
1 |
| BlackRock |
Analyst |
Buyside |
1 |
| BlackRock |
Portfolio Manager |
Buyside |
1 |
| BlackRock |
Associate - Global Fixed Income Team |
Buyside |
1 |
| BlackRock |
Portfolio Manager |
Buyside |
1 |
| BlackRock |
Portfolio Manager |
Buyside |
1 |
| BlackRock |
Portfolio Manager |
Buyside |
1 |
| BlackRock |
Global Director, Fund Administration |
Buyside |
1 |
| BlackRock |
Research Associate |
Buyside |
1 |
| BlackRock |
Portfolio Manager |
Buyside |
1 |
| BlackRock |
Portfolio Manager |
Buyside |
1 |
| BlackRock |
Analyst |
Buyside |
1 |
| BlackRock |
Global Allocation Fund |
Buyside |
1 |
| Bloomberg Financial Markets |
Financial News Service |
Financial News Service/Other |
1 |
| BNY Mellon |
Portfolio Analyst |
Buyside |
1 |
| BNY Mellon |
Portfolio Manager |
Buyside |
1 |
| BNY Mellon |
Head Director, Municipal Trading |
Buyside |
1 |
| BofA Merrill Lynch (BAML) |
Underwriter |
Broker-Dealer |
3 |
| Bond Buyer |
Financial News Service |
Financial News Service/Other |
4 |
| Bond Buyer |
Financial News Service |
Financial News Service/Other |
2 |
| Boston College |
Portfolio Manager |
Buyside |
1 |
| Boulder Dam Credit Union |
Portfolio Manager |
Buyside |
1 |
| Boyd Watterson Asset Management |
Portfolio Manager |
Buyside |
1 |
| Boys, Arnold & Co Inc |
Portfolio Manager |
Buyside |
1 |
| Boys, Arnold & Co Inc |
Portfolio Manager |
Buyside |
1 |
| Brandes Fixed Income Group |
Credit/Research Analyst |
Buyside |
2 |
| Brown & Connery, LLP |
Portfolio Manager |
Buyside |
1 |
| Brown & Hutchinson |
Portfolio Manager |
Buyside |
1 |
| Build America Mutual |
Insurer |
Financial News Service/Other |
2 |
| Build America Mutual |
Insurance |
Financial News Service/Other |
2 |
| Build America Mutual |
Insurer |
Financial News Service/Other |
1 |
| Cabrera Capital Markets Inc. |
Underwriter |
Broker-Dealer |
1 |
| Camden Asset Management |
Portfolio Manager |
Buyside |
1 |
| Canyon Capital Advisors |
Portfolio Manager |
Buyside |
1 |
| Capital One |
Underwriter |
Broker-Dealer |
2 |
| Carret Asset Management |
Portfolio Manager |
Buyside |
1 |
| Cecil W Powell & Co |
Portfolio Manager |
Buyside |
1 |
| Colonial Asset Management Inc |
Portfolio Manager |
Buyside |
1 |
| Columbia Management Investment Advisers |
Credit/Research Analyst |
Buyside |
1 |
| Columbia Management Investment Advisers |
Portfolio Manager |
Buyside |
1 |
| Columbia Management Investment Advisers |
Credit/Research Analyst |
Buyside |
1 |
| Columbia Management Investment Advisers |
Portfolio Manager |
Buyside |
1 |
| Columbia Management Investment Advisers |
Portfolio Manager |
Buyside |
1 |
| Columbia Management Investment Advisers |
Portfolio Manager |
Buyside |
1 |
| Commerce Bank |
Underwriter |
Broker-Dealer |
2 |
| Commerce Trust Co |
Portfolio Manager |
Buyside |
1 |
| Cooke & Bieler |
Portfolio Manager |
Buyside |
1 |
| Country Club Bank |
Underwriter |
Broker-Dealer |
1 |
| Crossroads Bank |
Underwriter |
Broker-Dealer |
1 |
| Cypress Asset Management Inc |
Portfolio Manager |
Buyside |
1 |
| Delaware Investments |
Analyst |
Buyside |
1 |
| Delaware Investments |
Trader |
Buyside |
1 |
| Deltec Asset Management |
Portfolio Manager |
Buyside |
1 |
| Denmark Bancshares Inc |
Portfolio Manager |
Buyside |
1 |
| Diamond Hill Capital Management Inc |
Portfolio Manager |
Buyside |
1 |
| Disciplined Growth Investors Inc |
Portfolio Manager |
Buyside |
1 |
| EARNEST Partners |
Credit/Research Analyst |
Buyside |
1 |
| ECM Insurance Group |
Portfolio Manager |
Buyside |
1 |
| Elmira Savings Bank FSB |
Portfolio Manager |
Buyside |
1 |
| Evercore Wealth Management |
Portfolio Manager |
Buyside |
1 |
| Farmers State Bank |
Underwriter |
Broker-Dealer |
3 |
| Farmers State Bank |
Underwriter |
Broker-Dealer |
1 |
| Farmers State Bank |
Underwriter |
Broker-Dealer |
1 |
| Farr, Miller & Washington |
Portfolio Manager |
Buyside |
1 |
| Federated Investment Management Company |
Analyst |
Buyside |
2 |
| Federated Investment Management Company |
Head of Trading |
Buyside |
2 |
| Federated Investment Management Company |
Analyst |
Buyside |
1 |
| Federated Investment Management Company |
Portfolio Manager |
Buyside |
1 |
| Federated Investment Management Company |
Portfolio Manager |
Buyside |
1 |
| Federated Investment Management Company |
Portfolio Manager |
Buyside |
1 |
| Federated Investment Management Company |
Portfolio Manager |
Buyside |
1 |
| Federated Investment Management Company |
Senior Portfolio Manager |
Buyside |
1 |
| Fidelity Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| Fidelity Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| Fidelity Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| Fidelity Investments |
Senior Fund Research Analyst |
Buyside |
1 |
| Fidelity Investments |
Fixed Income Division (Trader) |
Buyside |
1 |
| Fidelity Investments |
Portfolio Manager |
Buyside |
1 |
| Fidelity Investments |
Research Analyst |
Buyside |
1 |
| Fidelity Investments |
Research Associate |
Buyside |
1 |
| Fidelity Investments |
Portfolio Manager |
Buyside |
1 |
| Fidelity Investments |
Portfolio Manager |
Buyside |
1 |
| Fidelity Investments |
Fixed Income Coordinator |
Buyside |
1 |
| Fidelity Investments |
Research Analyst |
Buyside |
1 |
| Fidelity Investments |
Analyst |
Buyside |
1 |
| Fidelity Investments |
Research Associate |
Buyside |
1 |
| Fidelity Investments |
Analyst |
Buyside |
1 |
| Fidelity Investments |
Associate Analyst |
Buyside |
1 |
| Fidelity Investments |
Portfolio Manager |
Buyside |
1 |
| Fidelity Investments |
Research Analyst |
Buyside |
1 |
| Fidelity Investments |
Research Associate |
Buyside |
1 |
| Fidelity Investments |
Portfolio Manager |
Buyside |
1 |
| Fidelity Investments |
Portfolio Manager |
Buyside |
1 |
| Fidelity Investments |
Analyst |
Buyside |
1 |
| Fidelity Investments |
Analyst |
Buyside |
1 |
| Fidelity Investments |
Vice President, Investment & Analyst |
Buyside |
1 |
| Fidelity Investments |
Trader |
Buyside |
1 |
| Fidelity Investments |
Research Analyst |
Buyside |
1 |
| Fidelity Investments |
Research Associate |
Buyside |
1 |
| Fidelity Investments |
Portfolio Manager |
Buyside |
1 |
| Fidelity Investments |
Senior Research Associate |
Buyside |
1 |
| Fidelity Investments |
Portfolio Manager & Research Analyst |
Buyside |
1 |
| Fidelity Investments |
Portfolio Manager |
Buyside |
1 |
| Fidelity Investments |
Research Analyst |
Buyside |
1 |
| Fifth Third Asset Management Inc |
Portfolio Manager |
Buyside |
1 |
| Fifth Third Bank |
Underwriter |
Broker-Dealer |
1 |
| Fifth Third Securities |
Underwriter |
Broker-Dealer |
1 |
| Fifth Third Securities |
Underwriter |
Broker-Dealer |
1 |
| Financial Counselors Inc |
Portfolio Manager |
Buyside |
2 |
| First Bank |
Portfolio Manager |
Buyside |
1 |
| First Financial Trust & Asset Management Company NA |
Portfolio Manager |
Buyside |
1 |
| First Internet Bank |
Underwriter |
Broker-Dealer |
1 |
| First National Bank in Sioux Falls |
Portfolio Manager |
Buyside |
1 |
| Fort Washington Investment Advisors Inc |
Portfolio Manager |
Buyside |
1 |
| Fragasso Financial Advisors |
Portfolio Manager |
Buyside |
1 |
| Franklin Templeton |
Senior Trader |
Buyside |
1 |
| Franklin Templeton |
Portfolio Manager |
Buyside |
1 |
| Franklin Templeton |
Portfolio Manager |
Buyside |
1 |
| Franklin Templeton |
Portfolio Manager |
Buyside |
1 |
| Franklin Templeton |
Executive Vice President & Portfolio Manager |
Buyside |
1 |
| Franklin Templeton |
Analyst |
Buyside |
1 |
| Franklin Templeton |
Vice President & Portfolio Manager |
Buyside |
1 |
| Galliard Capital Management Inc |
Portfolio Manager |
Buyside |
2 |
| Garrett State Bank |
Underwriter |
Broker-Dealer |
1 |
| General Re-New England Asset Management Inc |
Portfolio Manager |
Buyside |
1 |
| Gofen & Glossberg |
Portfolio Manager |
Buyside |
2 |
| Gofen & Glossberg |
Portfolio Manager |
Buyside |
2 |
| Gofen & Glossberg |
Portfolio Manager |
Buyside |
2 |
| Gofen & Glossberg |
Portfolio Manager |
Buyside |
2 |
| Goldman Sachs Asset Management |
Vice President - Client Portfolio Manager |
Buyside |
1 |
| Great Pacific Securities Inc. |
Underwriter |
Broker-Dealer |
1 |
| Greenville Casualty Insurance Company |
Portfolio Manager |
Buyside |
1 |
| Hartford Financial Management Inc |
Portfolio Manager |
Buyside |
2 |
| Highland Capital Management |
Portfolio Manager |
Buyside |
1 |
| Hilltop Securities |
Underwriter |
Broker-Dealer |
2 |
| Huntington Bank |
Underwriter |
Broker-Dealer |
2 |
| Huntleigh Securities Corporation |
Underwriter |
Broker-Dealer |
1 |
| Interactive Data |
Financial News Service |
Financial News Service/Other |
1 |
| INVESCO Inc |
Junior Portfolio Manager, Client |
Buyside |
1 |
| Investment Partners Asset Management |
Portfolio Manager |
Buyside |
1 |
| Ipreo Research |
Financial News Service |
Financial News Service/Other |
4 |
| J.A. Glynn & Company |
Portfolio Manager |
Buyside |
1 |
| Janney Montgomery Scott |
Underwriter |
Broker-Dealer |
1 |
| Jeanne D'Arc Credit Union |
Portfolio Manager |
Buyside |
1 |
| John W Bristol & Co Inc |
Portfolio Manager |
Buyside |
1 |
| Johnson Investment Counsel Inc |
Portfolio Manager |
Buyside |
1 |
| Johnson Investment Counsel Inc |
Portfolio Manager |
Buyside |
1 |
| Johnson Investment Counsel Inc |
Portfolio Manager |
Buyside |
1 |
| Johnson Investment Counsel Inc |
Portfolio Manager |
Buyside |
1 |
| Johnson Investment Counsel Inc |
Portfolio Manager |
Buyside |
1 |
| Johnson Investment Counsel Inc |
Credit/Research Analyst |
Buyside |
1 |
| Kanawha Capital Management |
Portfolio Manager |
Buyside |
1 |
| Keeley Asset Management Corp |
Portfolio Manager |
Buyside |
1 |
| Kempner Capital Management Inc |
Portfolio Manager |
Buyside |
1 |
| Klingenstein, Fields & Co |
Portfolio Manager |
Buyside |
1 |
| Klingenstein, Fields & Co |
Portfolio Manager |
Buyside |
1 |
| L J Altfest & Co Inc |
Portfolio Manager |
Buyside |
1 |
| Lathrop Investment Management Corp |
Portfolio Manager |
Buyside |
1 |
| Liberty Mutual Group |
Portfolio Manager |
Buyside |
1 |
| Lititz Mutual Insurance Company |
Portfolio Manager |
Buyside |
1 |
| Logan Circle Partners |
Portfolio Manager |
Buyside |
1 |
| Loomis Sayles & Company |
Credit/Research Analyst |
Buyside |
2 |
| Macquarie |
Vice President, Senior Municipal Credit Analyst |
Buyside |
1 |
| Madison Investment Advisors |
Portfolio Manager |
Buyside |
2 |
| Madison Investment Advisors LLC |
Portfolio Manager |
Buyside |
2 |
| Manning & Napier Advisors Inc |
Credit/Research Analyst |
Buyside |
2 |
| Martin Capital Advisors L |
Portfolio Manager |
Buyside |
1 |
| Mazama Capital Management Inc |
Portfolio Manager |
Buyside |
2 |
| Merchant Capital LLC |
Portfolio Manager |
Buyside |
1 |
| Mesirow Financial |
Underwriter |
Broker-Dealer |
2 |
| Mesirow Financial |
Underwriter |
Broker-Dealer |
1 |
| Mesirow Financial |
Underwriter |
Broker-Dealer |
1 |
| Mesirow Financial |
Underwriter |
Broker-Dealer |
1 |
| Mesirow Financial Investment Management Incorporated |
Credit/Research Analyst |
Buyside |
2 |
| MFS Investment Management |
Research Analyst |
Buyside |
2 |
| MFS Investment Management |
Portfolio Manager |
Buyside |
1 |
| MFS Investment Management |
Investment Officer & Portfolio Manager |
Buyside |
1 |
| MFS Investment Management |
Analyst |
Buyside |
1 |
| MFS Investment Management |
Trader |
Buyside |
1 |
| MFS Investment Management |
Portfolio Manager |
Buyside |
1 |
| MFS Investment Management |
Portfolio Manager |
Buyside |
1 |
| MFS Investment Management |
Investment Officer & Fixed Income Analyst |
Buyside |
1 |
| MFS Investment Management |
Portfolio Manager, Institutional |
Buyside |
1 |
| MFS Investment Management |
Senior Fixed Income Trading Associate |
Buyside |
1 |
| MFS Investment Management |
Portfolio Manager |
Buyside |
1 |
| MFS Investment Management |
Research Analyst |
Buyside |
1 |
| MFS Investment Management |
Analyst |
Buyside |
1 |
| MFS Investment Management |
Portfolio Manager |
Buyside |
1 |
| MFS Investment Management |
Portfolio Manager |
Buyside |
1 |
| MFS Investment Management |
Credit/Research Analyst |
Buyside |
1 |
| MFS Investment Management |
Institutional Portfolio Management Research Associate |
Buyside |
1 |
| MFS Investment Management |
Trader |
Buyside |
1 |
| MFS Investment Management |
Portfolio Manager |
Buyside |
1 |
| MFS Investment Management |
Research Associate |
Buyside |
1 |
| MFS Investment Management |
Portfolio Manager |
Buyside |
1 |
| MFS Investment Management |
Portfolio Manager, Institutional |
Buyside |
1 |
| MFS Investment Management |
Portfolio Manager |
Buyside |
1 |
| MFS Investment Management |
Portfolio Manager |
Buyside |
1 |
| MFS Investment Management |
Fixed Income Research Associate |
Buyside |
1 |
| MFS Investment Management |
Portfolio Manager |
Buyside |
1 |
| MFS Investment Management |
Research Analyst |
Buyside |
1 |
| MFS Investment Management |
Analyst |
Buyside |
1 |
| MFS Investment Management |
Fixed Income Analyst |
Buyside |
1 |
| MFS Investment Management |
Portfolio Manager |
Buyside |
1 |
| MFS Investment Management |
Portfolio Manager, Institutional |
Buyside |
1 |
| MFS Investment Management |
Trader |
Buyside |
1 |
| MFS Investment Management |
Portfolio Manager |
Buyside |
1 |
| MFS Investment Management |
Research Analyst |
Buyside |
1 |
| MFS Investment Management |
Director of Research |
Buyside |
1 |
| MFS Investment Management |
Fixed Income Research Analyst |
Buyside |
1 |
| MFS Investment Management |
Trader |
Buyside |
1 |
| MFS Investment Management |
Portfolio Manager |
Buyside |
1 |
| MFS Investment Management |
Portfolio Manager |
Buyside |
1 |
| MFS Investment Management |
Portfolio Manager, Institutional |
Buyside |
1 |
| MFS Investment Management |
Portfolio Manager |
Buyside |
1 |
| MFS Investment Management |
Portfolio Manager |
Buyside |
1 |
| MFS Investment Management |
Research Analyst |
Buyside |
1 |
| MFS Investment Management |
Fixed Income Trader |
Buyside |
1 |
| MFS Investment Management |
Analyst |
Buyside |
1 |
| MFS Investment Management |
Fixed Income Research Analyst |
Buyside |
1 |
| MFS Investment Management |
Portfolio Manager |
Buyside |
1 |
| MFS Investment Management |
Portfolio Manager |
Buyside |
1 |
| MFS Investment Management |
Municipal Bond Analyst |
Buyside |
1 |
| MFS Investment Management |
Analyst |
Buyside |
1 |
| MFS Investment Management |
Investment Officer & Fixed Income Research Analyst |
Buyside |
1 |
| MFS Investment Management |
Portfolio Manager, Institutional |
Buyside |
1 |
| MFS Investment Management |
Portfolio Manager |
Buyside |
1 |
| Mischler Financial |
Underwriter |
Broker-Dealer |
1 |
| Montag & Caldwell Inc |
Portfolio Manager |
Buyside |
1 |
| Morgan Stanley |
Underwriter |
Broker-Dealer |
1 |
| Morgan Stanley |
Underwriter |
Broker-Dealer |
1 |
| New Washington Bank |
Underwriter |
Broker-Dealer |
1 |
| Nuveen |
Senior Director, Global Fixed Income |
Buyside |
3 |
| Nuveen |
Managing Director - Senior Research Analyst |
Buyside |
3 |
| Nuveen |
Director, Equities & Fixed Income |
Buyside |
2 |
| Nuveen |
Senior Analyst |
Buyside |
2 |
| Nuveen |
Analyst |
Buyside |
2 |
| Nuveen |
Portfolio Manager |
Buyside |
2 |
| Nuveen |
Senior Director, Research & Analyst |
Buyside |
2 |
| Nuveen |
Portfolio Manager |
Buyside |
2 |
| Nuveen |
Vice President, Research & Analyst |
Buyside |
2 |
| Nuveen |
Portfolio Manager |
Buyside |
2 |
| Nuveen |
Analyst |
Buyside |
2 |
| Nuveen |
Senior Director, Investment Research |
Buyside |
2 |
| Nuveen |
Credit/Research Analyst |
Buyside |
2 |
| Nuveen |
Analyst |
Buyside |
2 |
| Nuveen |
Credit/Research Analyst |
Buyside |
2 |
| Nuveen |
Vice President, Senior Research Analyst |
Buyside |
2 |
| Nuveen |
Vice President, Research & Analyst |
Buyside |
2 |
| Nuveen |
Chief Investment Officer |
Buyside |
2 |
| Nuveen |
Senior Analyst |
Buyside |
2 |
| Nuveen |
Portfolio Manager |
Buyside |
2 |
| Nuveen |
Credit/Research Analyst |
Buyside |
2 |
| Nuveen |
Vice President and Senior Research Analyst |
Buyside |
2 |
| Nuveen |
Managing Director, Senior Research Analyst |
Buyside |
2 |
| Nuveen |
Director, Fixed Income Trader |
Buyside |
2 |
| Nuveen |
Senior Analyst, Co-Portfolio Manager |
Buyside |
2 |
| Nuveen |
Senior Research Analyst |
Buyside |
2 |
| Nuveen |
Research, Head of Portfolio Management |
Buyside |
1 |
| Nuveen |
Vice President, Research Analyst |
Buyside |
1 |
| Nuveen |
Portfolio Manager |
Buyside |
1 |
| Nuveen |
Portfolio Manager |
Buyside |
1 |
| Nuveen |
Director of Research |
Buyside |
1 |
| Nuveen |
Managing Director - Director of Research |
Buyside |
1 |
| Nuveen |
Senior Research Analyst & Vice President |
Buyside |
1 |
| Nuveen |
Senior Research Analyst |
Buyside |
1 |
| Nuveen |
Research Associate |
Buyside |
1 |
| Nuveen |
Portfolio Manager |
Buyside |
1 |
| Nuveen |
Senior Analyst |
Buyside |
1 |
| Nuveen |
Fixed Income Trading |
Buyside |
1 |
| Nuveen |
Portfolio Manager |
Buyside |
1 |
| Nuveen |
Global Portfolio Manager, Fixed Income Team |
Buyside |
1 |
| Nuveen |
Managing Director and Senior Research Analyst |
Buyside |
1 |
| Nuveen |
Research Associate |
Buyside |
1 |
| Nuveen |
Analyst |
Buyside |
1 |
| Nuveen |
Analyst |
Buyside |
1 |
| Nuveen |
Portfolio Manager |
Buyside |
1 |
| Nuveen |
Portfolio Manager |
Buyside |
1 |
| Nuveen |
Fund Administration Reporting Analyst II |
Buyside |
1 |
| Nuveen |
Portfolio Manager |
Buyside |
1 |
| Nuveen |
Portfolio Manager |
Buyside |
1 |
| Nuveen |
Research Analyst |
Buyside |
1 |
| Nuveen |
Portfolio Manager |
Buyside |
1 |
| Nuveen |
Senior Analyst |
Buyside |
1 |
| Nuveen |
Fixed Income Trader, Assistant Vice President |
Buyside |
1 |
| Nuveen |
Senior Analyst, Responsible Investing Team |
Buyside |
1 |
| Nuveen |
Senior Research Analyst |
Buyside |
1 |
| Nuveen |
Managing Director, Senior Research Analyst |
Buyside |
1 |
| Nuveen |
Research Analyst |
Buyside |
1 |
| Nuveen |
Vice President and Research Analyst |
Buyside |
1 |
| Nuveen |
Credit/Research Analyst |
Buyside |
1 |
| Nuveen |
Analyst |
Buyside |
1 |
| Nuveen |
Senior Analyst |
Buyside |
1 |
| Nuveen |
Portfolio Manager |
Buyside |
1 |
| Nuveen |
Co-Head of Fixed Income |
Buyside |
1 |
| Nuveen |
Managing Director, Senior Research Analyst |
Buyside |
1 |
| Nuveen |
Portfolio Manager |
Buyside |
1 |
| Nuveen |
Analyst |
Buyside |
1 |
| NW Capital |
Underwriter |
Broker-Dealer |
1 |
| NW Financial Group, LLC |
Underwriter |
Broker-Dealer |
1 |
| NWQ Investment Management Company LLC |
Portfolio Manager |
Buyside |
1 |
| OakTree Capital Management |
Portfolio Manager |
Buyside |
1 |
| Ohio National Financial Services |
Portfolio Manager |
Buyside |
1 |
| Ohio National Financial Services |
Portfolio Manager |
Buyside |
1 |
| Oppenheimer |
Investment Banking Analyst |
Buyside |
1 |
| Oppenheimer |
Analyst |
Buyside |
1 |
| Oppenheimer & Co |
Underwriter |
Broker-Dealer |
1 |
| Oppenheimer & Co. |
Underwriter |
Broker-Dealer |
1 |
| Pacific Heights Asset Management |
Portfolio Manager |
Buyside |
5 |
| Parametric Portfolio Associates LLC |
Portfolio Manager |
Buyside |
1 |
| Patten & Patten Inc |
Portfolio Manager |
Buyside |
1 |
| Payden & Rygel |
Credit/Research Analyst |
Buyside |
3 |
| Payden & Rygel |
Portfolio Manager |
Buyside |
2 |
| Payden & Rygel |
Credit/Research Analyst |
Buyside |
2 |
| Payden & Rygel |
Portfolio Manager |
Buyside |
2 |
| Performance Trust Capital Partners |
Portfolio Manager |
Buyside |
3 |
| Performance Trust Capital Partners |
Portfolio Manager |
Buyside |
1 |
| Performance Trust Capital Partners |
Portfolio Manager |
Buyside |
1 |
| Piedmont Investment Advisors |
Portfolio Manager |
Buyside |
1 |
| PIMCO |
Senior VP, Portfolio Management |
Buyside |
2 |
| PIMCO |
Portfolio Manager |
Buyside |
1 |
| PIMCO |
Senior Vice President, Portfolio Manager |
Buyside |
1 |
| PIMCO |
Portfolio Manager |
Buyside |
1 |
| PIMCO |
Portfolio Manager |
Buyside |
1 |
| PIMCO |
Portfolio Manager |
Buyside |
1 |
| PIMCO |
Portfolio Analyst |
Buyside |
1 |
| PineBridge Investments |
Research Analyst |
Buyside |
2 |
| PineBridge Investments |
Senior Vice President and Head Trader |
Buyside |
2 |
| PineBridge Investments |
Investment Grade Fixed Income, Trader (North America) |
Buyside |
2 |
| PineBridge Investments |
Portfolio Manager, Multi Asset |
Buyside |
2 |
| PineBridge Investments |
Senior Research Analyst |
Buyside |
2 |
| PineBridge Investments |
Analyst |
Buyside |
2 |
| PineBridge Investments |
Portfolio Manager |
Buyside |
2 |
| PineBridge Investments |
Senior Analyst, Multi-Asset |
Buyside |
2 |
| PineBridge Investments |
Portfolio Manager |
Buyside |
2 |
| PineBridge Investments |
Portfolio Manager |
Buyside |
2 |
| PineBridge Investments |
Analyst |
Buyside |
2 |
| PineBridge Investments |
Research Analyst & Assistant Portfolio Manager |
Buyside |
2 |
| PineBridge Investments |
Managing Director and Portfolio Manager - Global Multi Asset |
Buyside |
2 |
| PineBridge Investments |
Portfolio Manager |
Buyside |
2 |
| PineBridge Investments |
Research Analyst |
Buyside |
2 |
| PineBridge Investments |
Managing Director - Portfolio Manager, Multi-Asset |
Buyside |
2 |
| PineBridge Investments |
Portfolio Management Vice President & Director |
Buyside |
2 |
| Polish Falcons of America |
Portfolio Manager |
Buyside |
1 |
| Prager & Co. |
Underwriter |
Broker-Dealer |
2 |
| Prager & Co. |
Underwriter |
Broker-Dealer |
2 |
| Prosperity Bank |
Portfolio Manager |
Buyside |
3 |
| Provident American Insurance Co |
Portfolio Manager |
Buyside |
1 |
| Prudential Investment Management |
Portfolio Analyst |
Buyside |
1 |
| Prudential Investment Management |
Manager, Investment Manager Research |
Buyside |
1 |
| Prudential Investment Management |
Portfolio Manager |
Buyside |
1 |
| Public Advisory Consultants |
Portfolio Manager |
Buyside |
1 |
| Putnam Investment Management |
Municipal Bond Analyst |
Buyside |
1 |
| QCI Asset Management Inc |
Portfolio Manager |
Buyside |
1 |
| Raymond James |
Underwriter |
Broker-Dealer |
15 |
| Raymond James |
Underwriter |
Broker-Dealer |
2 |
| Raymond James |
Underwriter |
Broker-Dealer |
1 |
| Raymond James |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| Redstone Advisors Inc |
Portfolio Manager |
Buyside |
1 |
| Riggs Asset Management Co Inc |
Portfolio Manager |
Buyside |
1 |
| Roosevelt & Cross |
Underwriter |
Broker-Dealer |
1 |
| Roosevelt & Cross |
Underwriter |
Broker-Dealer |
1 |
| Roosevelt & Cross |
Underwriter |
Broker-Dealer |
1 |
| Roosevelt & Cross |
Underwriter |
Broker-Dealer |
1 |
| Roosevelt Investment Group Inc |
Portfolio Manager |
Buyside |
1 |
| Roosevelt Investment Group Inc |
Portfolio Manager |
Buyside |
1 |
| Royce & Associates |
Portfolio Manager |
Buyside |
2 |
| Sage Advisory Services Ltd Co |
Credit/Research Analyst |
Buyside |
1 |
| Samco Capital Markets |
Underwriter |
Broker-Dealer |
2 |
| Santander Bank, NA |
Underwriter |
Broker-Dealer |
1 |
| Sawgrass Asset Management |
Portfolio Manager |
Buyside |
1 |
| Siebert Cisneros Shank & Co |
Underwriter |
Broker-Dealer |
3 |
| Southern Michigan Bancorp, Inc |
Portfolio Manager |
Buyside |
1 |
| Spectrum Asset Management Inc |
Portfolio Manager |
Buyside |
1 |
| SSARIS Advisors |
Portfolio Manager |
Buyside |
2 |
| STAR Financial Bank |
Underwriter |
Broker-Dealer |
2 |
| STAR Financial Bank |
Underwriter |
Broker-Dealer |
2 |
| STAR Financial Bank |
Underwriter |
Broker-Dealer |
2 |
| State Board of Administration |
Portfolio Manager |
Buyside |
1 |
| State Street Global Advisors |
Portfolio Manager |
Buyside |
1 |
| Stephens |
Underwriter |
Broker-Dealer |
1 |
| Sterling Capital Management |
Portfolio Manager |
Buyside |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
3 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stifel |
Underwriter |
Broker-Dealer |
1 |
| Stifel |
Underwriter |
Broker-Dealer |
1 |
| Stifel |
Underwriter |
Broker-Dealer |
1 |
| Stifel |
Underwriter |
Broker-Dealer |
1 |
| Stifel |
Underwriter |
Broker-Dealer |
1 |
| Stonebridge Capital Advisors |
Portfolio Manager |
Buyside |
1 |
| Stonebridge Capital Advisors |
Credit/Research Analyst |
Buyside |
1 |
| Stonebridge Capital Advisors |
Portfolio Manager |
Buyside |
1 |
| Strategic Research & Management Corp |
Portfolio Manager |
Buyside |
2 |
| TD Securities |
Underwriter |
Broker-Dealer |
1 |
| The Vanguard Group |
Analyst |
Buyside |
1 |
| TIAA-CREF Investment Management |
Portfolio Manager |
Buyside |
2 |
| TIAA-CREF Investment Management |
Credit/Research Analyst |
Buyside |
2 |
| TIAA-CREF Investment Management |
Credit/Research Analyst |
Buyside |
2 |
| TIAA-CREF Investment Management |
Portfolio Manager |
Buyside |
1 |
| TIAA-CREF Investment Management |
Credit/Research Analyst |
Buyside |
1 |
| Trans City Insurance Companies |
Portfolio Manager |
Buyside |
1 |
| UBS Securities LLC |
Underwriter |
Broker-Dealer |
1 |
| Union Bank & Trust Co |
Portfolio Manager |
Buyside |
2 |
| United Bankers Bank |
Underwriter |
Broker-Dealer |
1 |
| US Bancorp |
Underwriter |
Broker-Dealer |
1 |
| Van Den Berg Management |
Portfolio Manager |
Buyside |
3 |
| Van Den Berg Management |
Portfolio Manager |
Buyside |
1 |
| Van Eck Global |
Portfolio Manager |
Buyside |
1 |
| Waddell & Reed Investment Management Co |
Portfolio Manager |
Buyside |
2 |
| Water & Power Community Credit Union |
Portfolio Manager |
Buyside |
1 |
| Weaver C Barksdale & Associates Inc |
Portfolio Manager |
Buyside |
1 |
| Wellington Management |
Credit/Research Analyst |
Buyside |
2 |
| Wellington Management |
Credit/Research Analyst |
Buyside |
2 |
| Wellington Management |
Portfolio Manager |
Buyside |
1 |
| Wellington Management |
Credit/Research Analyst |
Buyside |
1 |
| Wellington Management |
Portfolio Manager |
Buyside |
1 |
| Wellington Management |
Credit/Research Analyst |
Buyside |
1 |
| Wellington Management |
Credit/Research Analyst |
Buyside |
1 |
| Wellington Management |
Credit/Research Analyst |
Buyside |
1 |
| Wellington Management |
Portfolio Manager |
Buyside |
1 |
| Wells Capital Management |
Portfolio Manager |
Buyside |
2 |
| Wells Capital Management |
Research Analyst |
Buyside |
2 |
| Wells Capital Management |
Analyst |
Buyside |
2 |
| Wells Capital Management |
Director, Research and Portfolio Manager |
Buyside |
2 |
| Wells Capital Management |
Portfolio Manager |
Buyside |
2 |
| Wells Capital Management |
Associate Portfolio Manager |
Buyside |
2 |
| Wells Capital Management |
Portfolio Manager |
Buyside |
2 |
| Wells Capital Management |
Portfolio Manager |
Buyside |
2 |
| Wells Capital Management |
Portfolio Manager |
Buyside |
2 |
| Wells Capital Management |
Portfolio Manager |
Buyside |
2 |
| Wells Capital Management |
Securities Analyst |
Buyside |
2 |
| Wells Capital Management |
Portfolio Manager |
Buyside |
1 |
| Wells Capital Management |
Portfolio Manager |
Buyside |
1 |
| Wells Capital Management |
Portfolio Manager |
Buyside |
1 |
| Wells Capital Management |
Senior Research Analyst |
Buyside |
1 |
| Wells Capital Management |
Director of Research |
Buyside |
1 |
| Wells Capital Management |
Senior Portfolio Manager |
Buyside |
1 |
| Wells Capital Management |
Associate Portfolio Manager |
Buyside |
1 |
| Wells Capital Management |
Portfolio Manager |
Buyside |
1 |
| Wells Capital Management |
Portfolio Manager |
Buyside |
1 |
| Wells Capital Management |
Senior Portfolio Analyst |
Buyside |
1 |
| Wells Capital Management |
Portfolio Manager |
Buyside |
1 |
| Wells Capital Management |
Portfolio Manager |
Buyside |
1 |
| Wells Capital Management |
Portfolio Manager |
Buyside |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
2 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
2 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
2 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo Asset Management |
Portfolio Manager |
Buyside |
2 |
| Wells Fargo Asset Management |
Portfolio Manager |
Buyside |
1 |
| West End Bank |
Underwriter |
Broker-Dealer |
1 |
| Western Asset Management |
Analyst |
Buyside |
1 |
| Western Asset Management |
Portfolio Manager |
Buyside |
1 |
| Westwood Management Corp |
Portfolio Manager |
Buyside |
1 |
| Wiley Brothers |
Underwriter |
Broker-Dealer |
1 |
| Williams, Jones & Associates Inc |
Portfolio Manager |
Buyside |
3 |
| Williams, Jones & Associates Inc |
Portfolio Manager |
Buyside |
1 |
| Windsor-Mount Joy Mutual Insurance Co |
Portfolio Manager |
Buyside |
1 |
| Wulff, Hansen & Co. |
Underwriter |
Broker-Dealer |
1 |
| YHB Investment Advisors Inc |
Portfolio Manager |
Buyside |
1 |
