| Academy Securities, Inc |
Underwriter |
Broker-Dealer |
1 |
| Adirondack Trust |
Underwriter |
Broker-Dealer |
1 |
| America First Investment Advisors |
Credit/Research Analyst |
Buyside |
2 |
| AMTEC Corp. |
Arbitrage Rebate/Verification Agent |
Financial News Service/Other |
2 |
| BAIRD |
Underwriter |
Broker-Dealer |
2 |
| BAIRD |
Underwriter |
Broker-Dealer |
1 |
| BAIRD |
Underwriter |
Broker-Dealer |
1 |
| Banc of America Public Capital Corp |
Underwriter |
Broker-Dealer |
1 |
| Bank of America |
Credit/Research |
Buyside |
1 |
| Bank of America Merrill Lynch |
Underwriter |
Broker-Dealer |
1 |
| Bank of America Merrill Lynch |
Underwriter |
Broker-Dealer |
1 |
| Bank of America Merrill Lynch |
Underwriter |
Broker-Dealer |
1 |
| Bank of America Merrill Lynch |
Underwriter |
Broker-Dealer |
1 |
| Bank of America Merrill Lynch |
Underwriter |
Broker-Dealer |
1 |
| BB&T |
Underwriter |
Broker-Dealer |
1 |
| Bippus State Bank |
Underwriter |
Broker-Dealer |
1 |
| BlackRock |
Analyst |
Buyside |
2 |
| BlackRock |
Analyst |
Buyside |
1 |
| BlackRock |
Analyst |
Buyside |
1 |
| BlackRock |
Analyst |
Buyside |
1 |
| BlackRock |
Analyst |
Buyside |
1 |
| BlackRock |
Analyst |
Buyside |
1 |
| BlackRock |
Analyst |
Buyside |
1 |
| BlackRock |
Analyst |
Buyside |
1 |
| Bloomberg Financial Markets |
Financial News Service |
Financial News Service/Other |
2 |
| BofA Merrill Lynch (BAML) |
Underwriter |
Broker-Dealer |
4 |
| BofA Merrill Lynch (BAML) |
Underwriter |
Broker-Dealer |
1 |
| BofA Merrill Lynch (BAML) |
Underwriter |
Broker-Dealer |
1 |
| BofA Merrill Lynch (BAML) |
Underwriter |
Broker-Dealer |
1 |
| BofA Merrill Lynch (BAML) |
Underwriter |
Broker-Dealer |
1 |
| BofA Merrill Lynch (BAML) |
Underwriter |
Broker-Dealer |
1 |
| Bond Buyer |
Financial News Service |
Financial News Service/Other |
2 |
| Bond Buyer |
Financial News Service |
Financial News Service/Other |
1 |
| Brandes Fixed Income Group |
Credit/Research Analyst |
Buyside |
2 |
| Brandes Fixed Income Group |
Credit/Research Analyst |
Buyside |
2 |
| Bridgehampton National Bank |
Underwriter |
Broker-Dealer |
2 |
| Build America Mutual |
Insurer |
Financial News Service/Other |
2 |
| Build America Mutual |
Insurance |
Financial News Service/Other |
2 |
| Build America Mutual |
Insurer |
Financial News Service/Other |
2 |
| Build America Mutual |
Insurer |
Financial News Service/Other |
2 |
| Calvert Investment Counsel |
Credit/Research Analyst |
Buyside |
1 |
| Capital One |
Underwriter |
Broker-Dealer |
4 |
| Cobblestone Capital Advisors |
Credit/Research Analyst |
Buyside |
2 |
| Columbia Management Investment Advisers |
Credit/Research Analyst |
Buyside |
1 |
| Columbia Management Investment Advisers |
Credit/Research Analyst |
Buyside |
1 |
| Columbia Management Investment Advisers |
Credit/Research Analyst |
Buyside |
1 |
| Columbia Management Investment Advisers |
Credit/Research Analyst |
Buyside |
1 |
| Columbia Management Investment Advisers |
Credit/Research Analyst |
Buyside |
1 |
| Commerce Bank |
Underwriter |
Broker-Dealer |
2 |
| Conning Asset Management |
Credit/Research Analyst |
Buyside |
2 |
| CornerCap Investment Counsel Inc |
Credit/Research Analyst |
Buyside |
2 |
| Country Club Bank |
Underwriter |
Broker-Dealer |
1 |
| Crossroads Bank |
Underwriter |
Broker-Dealer |
1 |
| Delaware Investments |
Credit/Research Analyst |
Buyside |
1 |
| Dougherty & Co. LLC |
Underwriter |
Broker-Dealer |
7 |
| Drexel Hamilton |
Underwriter |
Broker-Dealer |
2 |
| Edward D. Jones & Co. |
Underwriter |
Broker-Dealer |
1 |
| EJ De La Rosa |
Underwriter |
Broker-Dealer |
1 |
| EJ De La Rosa |
Underwriter |
Broker-Dealer |
1 |
| Farmers State Bank |
Underwriter |
Broker-Dealer |
1 |
| Farmers State Bank |
Underwriter |
Broker-Dealer |
1 |
| Farmers State Bank |
Underwriter |
Broker-Dealer |
1 |
| Federated Investment Management Company |
Analyst |
Buyside |
1 |
| Ferguson Wellman Capital Management Incorporated |
Credit/Research Analyst |
Buyside |
1 |
| Fidelity Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| Fidelity Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| Fidelity Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| Fidelity Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| Fidelity Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| Fidelity Investments |
Investment Grade Research Analyst |
Buyside |
1 |
| Fidelity Investments |
Analyst |
Buyside |
1 |
| Fidelity Investments |
Analyst |
Buyside |
1 |
| Fidelity Investments |
Analyst |
Buyside |
1 |
| Fidelity Investments |
Portfolio Manager |
Buyside |
1 |
| Fidelity Investments |
Analyst |
Buyside |
1 |
| Fidelity Investments |
Analyst |
Buyside |
1 |
| Fidelity Investments |
Portfolio Manager |
Buyside |
1 |
| Fidelity Investments |
Analyst |
Buyside |
1 |
| Fidelity Investments |
Division Fixed Income Research Analyst |
Buyside |
1 |
| Fifth Third Bank |
Underwriter |
Broker-Dealer |
1 |
| Fifth Third Securities |
Underwriter |
Broker-Dealer |
1 |
| First Internet Bank |
Underwriter |
Broker-Dealer |
1 |
| Frost National Bank |
Underwriter |
Broker-Dealer |
2 |
| Frost National Bank |
Underwriter |
Broker-Dealer |
1 |
| Garrett State Bank |
Underwriter |
Broker-Dealer |
1 |
| Goldman Sachs |
Underwriter |
Broker-Dealer |
1 |
| Hilltop Securities |
Underwriter |
Broker-Dealer |
2 |
| Hilltop Securities |
Underwriter |
Broker-Dealer |
1 |
| Huntleigh Securities Corporation |
Underwriter |
Broker-Dealer |
1 |
| Interactive Data |
Financial News Service |
Financial News Service/Other |
2 |
| J.A. Glynn & Company |
Credit/Research Analyst |
Buyside |
2 |
| Janney Montgomery Scott |
Underwriter |
Broker-Dealer |
1 |
| Jefferies LLC |
Underwriter |
Broker-Dealer |
1 |
| John Hancock |
Credit/Research Analyst |
Buyside |
1 |
| Johnson Investment Counsel Inc |
Credit/Research Analyst |
Buyside |
1 |
| Johnson Investment Counsel Inc |
Credit/Research Analyst |
Buyside |
1 |
| Kestrel Consulting Inc |
Credit/Research |
Buyside |
3 |
| Loomis Sayles & Company |
Credit/Research Analyst |
Buyside |
1 |
| Manning & Napier Advisors Inc |
Credit/Research Analyst |
Buyside |
2 |
| Mesirow Financial |
Underwriter |
Broker-Dealer |
4 |
| Mesirow Financial |
Underwriter |
Broker-Dealer |
3 |
| Mesirow Financial |
Underwriter |
Broker-Dealer |
2 |
| Mesirow Financial |
Underwriter |
Broker-Dealer |
2 |
| Mesirow Financial Investment Management Incorporated |
Credit/Research Analyst |
Buyside |
2 |
| MFS Investment Management |
Analyst |
Buyside |
1 |
| MFS Investment Management |
Director of Research |
Buyside |
1 |
| MFS Investment Management |
Analyst |
Buyside |
1 |
| MFS Investment Management |
Analyst |
Buyside |
1 |
| MFS Investment Management |
Credit/Research Analyst |
Buyside |
1 |
| MFS Investment Management |
Director of Research |
Buyside |
1 |
| MFS Investment Management |
Analyst |
Buyside |
1 |
| MFS Investment Management |
Municipal Bond Analyst |
Buyside |
1 |
| MFS Investment Management |
Fixed Income Analyst |
Buyside |
1 |
| Michigan Department of Treasury |
Credit/Research Analyst |
Buyside |
2 |
| Mischler Financial |
Underwriter |
Broker-Dealer |
1 |
| Moors & Cabot, Inc. |
Underwriter |
Broker-Dealer |
1 |
| New Washington Bank |
Underwriter |
Broker-Dealer |
1 |
| Nuveen |
Credit/Research Analyst |
Buyside |
2 |
| Nuveen |
Vice President, Senior Research Analyst |
Buyside |
2 |
| Nuveen |
Analyst |
Buyside |
2 |
| Nuveen |
Analyst |
Buyside |
2 |
| Nuveen |
Managing Director - Senior Research Analyst |
Buyside |
2 |
| Nuveen |
Credit/Research Analyst |
Buyside |
2 |
| Nuveen |
Credit/Research Analyst |
Buyside |
2 |
| Nuveen |
Analyst |
Buyside |
2 |
| Nuveen |
Managing Director, Senior Research Analyst |
Buyside |
2 |
| Nuveen |
Credit/Research Analyst |
Buyside |
1 |
| Nuveen |
Director of Research |
Buyside |
1 |
| Nuveen |
Managing Director, Senior Research Analyst |
Buyside |
1 |
| Nuveen |
Senior Research Analyst & Vice President |
Buyside |
1 |
| Nuveen |
Senior Research Analyst |
Buyside |
1 |
| Nuveen |
Analyst |
Buyside |
1 |
| Nuveen |
Senior Research Analyst |
Buyside |
1 |
| Nuveen |
Analyst |
Buyside |
1 |
| Oppenheimer & Co. |
Underwriter |
Broker-Dealer |
2 |
| Parity |
Bidding Platform |
Financial News Service/Other |
22 |
| Parity |
Bidding Platform |
Financial News Service/Other |
16 |
| Payden & Rygel |
Credit/Research Analyst |
Buyside |
2 |
| Payden & Rygel |
Credit/Research Analyst |
Buyside |
2 |
| PENN Capital Management Company, Inc |
Credit/Research Analyst |
Buyside |
2 |
| PENN Capital Management Company, Inc |
Credit/Research Analyst |
Buyside |
2 |
| PineBridge Investments |
Director of Research |
Buyside |
2 |
| PineBridge Investments |
Analyst |
Buyside |
2 |
| PineBridge Investments |
Credit/Research Analyst |
Buyside |
2 |
| PineBridge Investments |
Analyst |
Buyside |
2 |
| Prager & Co. |
Underwriter |
Broker-Dealer |
4 |
| Prager & Co. |
Underwriter |
Broker-Dealer |
2 |
| Prager & Co. |
Underwriter |
Broker-Dealer |
2 |
| Prager & Co. |
Underwriter |
Broker-Dealer |
2 |
| Prager & Co. |
Underwriter |
Broker-Dealer |
2 |
| Prager & Co. |
Underwriter |
Broker-Dealer |
2 |
| Prager & Co. |
Underwriter |
Broker-Dealer |
2 |
| Prager & Co. |
Underwriter |
Broker-Dealer |
2 |
| Raymond James |
Underwriter |
Broker-Dealer |
2 |
| Raymond James |
Underwriter |
Broker-Dealer |
1 |
| Raymond James |
Underwriter |
Broker-Dealer |
1 |
| Raymond James (NY NY Healthcare Finance) |
Underwriter |
Broker-Dealer |
5 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| Refinitiv |
Financial News Service |
Financial News Service/Other |
4 |
| Refinitiv |
Financial News Service |
Financial News Service/Other |
4 |
| Samco Capital Markets |
Underwriter |
Broker-Dealer |
2 |
| Santander Bank, NA |
Underwriter |
Broker-Dealer |
11 |
| Sibert Brandford Shank & Co |
Underwriter |
Broker-Dealer |
3 |
| Siebert Cisneros Shank & Co |
Underwriter |
Broker-Dealer |
4 |
| Siebert Cisneros Shank & Co |
Underwriter |
Broker-Dealer |
2 |
| Stephens |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
2 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stifel |
Underwriter |
Broker-Dealer |
4 |
| Stifel |
Underwriter |
Broker-Dealer |
1 |
| Stifel |
Underwriter |
Broker-Dealer |
1 |
| Stifel |
Underwriter |
Broker-Dealer |
1 |
| Stifel |
Underwriter |
Broker-Dealer |
1 |
| Stifel |
Underwriter |
Broker-Dealer |
1 |
| Stifel |
Underwriter |
Broker-Dealer |
1 |
| Stifel Nicolause & Co LLC |
Underwriter |
Broker-Dealer |
1 |
| Stifel Nicolause & Co LLC |
Underwriter |
Broker-Dealer |
1 |
| Stifel Nicolause & Co LLC |
Underwriter |
Broker-Dealer |
1 |
| TD Securities |
Underwriter |
Broker-Dealer |
50 |
| TIAA-CREF Investment Management |
Credit/Research Analyst |
Buyside |
2 |
| TIAA-CREF Investment Management |
Credit/Research Analyst |
Buyside |
2 |
| TIAA-CREF Investment Management |
Credit/Research Analyst |
Buyside |
2 |
| UBS Securities LLC |
Underwriter |
Broker-Dealer |
1 |
| US Bancorp Asset Management |
Credit/Research Analyst |
Buyside |
1 |
| Waddell & Reed Investment Management Co |
Credit/Research Analyst |
Buyside |
1 |
| Wellington Management |
Credit/Research Analyst |
Buyside |
1 |
| Wellington Management |
Credit/Research Analyst |
Buyside |
1 |
| Wells Capital Management |
Analyst |
Buyside |
1 |
| Wells Capital Management |
Director of Research |
Buyside |
1 |
| Wells Capital Management |
Analyst |
Buyside |
1 |
| Wells Capital Management |
Analyst |
Buyside |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
3 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo Asset Management |
Portfolio Manager |
Buyside |
1 |
| Williams Capital Group LP |
Underwriter |
Broker-Dealer |
2 |
| Winslow Evans & Crocker Inc. |
Underwriter |
Broker-Dealer |
1 |
| Wulff, Hansen & Co. |
Underwriter |
Broker-Dealer |
2 |
