| Academy Securities, Inc |
Underwriter |
Broker-Dealer |
1 |
| Adirondack Trust |
Underwriter |
Broker-Dealer |
1 |
| AMTEC Corp. |
Arbitrage Rebate/Verification Agent |
Financial News Service/Other |
1 |
| BAIRD |
Underwriter |
Broker-Dealer |
2 |
| Banc of America Public Capital Corp |
Underwriter |
Broker-Dealer |
1 |
| Bank of America Merrill Lynch |
Underwriter |
Broker-Dealer |
1 |
| Bank of America Merrill Lynch |
Underwriter |
Broker-Dealer |
1 |
| Bank of America Merrill Lynch |
Underwriter |
Broker-Dealer |
1 |
| Bank of America Merrill Lynch |
Underwriter |
Broker-Dealer |
1 |
| Bippus State Bank |
Underwriter |
Broker-Dealer |
1 |
| Bloomberg Financial Markets |
Financial News Service |
Financial News Service/Other |
1 |
| Blount Parrish & Co. |
Underwriter |
Broker-Dealer |
1 |
| Blount Parrish & Co. |
Underwriter |
Broker-Dealer |
1 |
| BofA Merrill Lynch (BAML) |
Underwriter |
Broker-Dealer |
1 |
| BofA Merrill Lynch (BAML) |
Underwriter |
Broker-Dealer |
1 |
| BofA Merrill Lynch (BAML) |
Underwriter |
Broker-Dealer |
1 |
| BofA Merrill Lynch (BAML) |
Underwriter |
Broker-Dealer |
1 |
| BofA Merrill Lynch (BAML) |
Underwriter |
Broker-Dealer |
1 |
| BofA Merrill Lynch (BAML) |
Underwriter |
Broker-Dealer |
1 |
| Bond Buyer |
Financial News Service |
Financial News Service/Other |
1 |
| Bond Buyer |
Financial News Service |
Financial News Service/Other |
1 |
| Bridgehampton National Bank |
Underwriter |
Broker-Dealer |
2 |
| Build America Mutual |
Insurer |
Financial News Service/Other |
4 |
| Build America Mutual |
Insurer |
Financial News Service/Other |
2 |
| Build America Mutual |
Insurance |
Financial News Service/Other |
2 |
| Build America Mutual |
Insurer |
Financial News Service/Other |
2 |
| Capital One |
Underwriter |
Broker-Dealer |
2 |
| Commerce Bank |
Underwriter |
Broker-Dealer |
2 |
| Country Club Bank |
Underwriter |
Broker-Dealer |
1 |
| Crossroads Bank |
Underwriter |
Broker-Dealer |
1 |
| Dougherty & Co. LLC |
Underwriter |
Broker-Dealer |
6 |
| Edward D. Jones & Co. |
Underwriter |
Broker-Dealer |
1 |
| Edward Jones |
Underwriter |
Broker-Dealer |
1 |
| Estrada Hinojosa & Company |
Underwriter |
Broker-Dealer |
1 |
| Farmers State Bank |
Underwriter |
Broker-Dealer |
1 |
| Farmers State Bank |
Underwriter |
Broker-Dealer |
1 |
| Farmers State Bank |
Underwriter |
Broker-Dealer |
1 |
| Fidelity Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| Fidelity Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| Fifth Third Bank |
Underwriter |
Broker-Dealer |
1 |
| Fifth Third Securities |
Underwriter |
Broker-Dealer |
1 |
| First Internet Bank |
Underwriter |
Broker-Dealer |
1 |
| Frost National Bank |
Underwriter |
Broker-Dealer |
2 |
| Frost National Bank |
Underwriter |
Broker-Dealer |
1 |
| Garrett State Bank |
Underwriter |
Broker-Dealer |
1 |
| Goldman Sachs |
Underwriter |
Broker-Dealer |
1 |
| Hilltop Securities |
Underwriter |
Broker-Dealer |
1 |
| Huntington Bank |
Underwriter |
Broker-Dealer |
1 |
| Huntleigh Securities Corporation |
Underwriter |
Broker-Dealer |
1 |
| Interactive Data |
Financial News Service |
Financial News Service/Other |
1 |
| Ipreo Research |
Financial News Service |
Financial News Service/Other |
1 |
| Janney Montgomery Scott |
Underwriter |
Broker-Dealer |
1 |
| Janney Montgomery Scott |
Underwriter |
Broker-Dealer |
1 |
| Jefferies LLC |
Underwriter |
Broker-Dealer |
2 |
| Mesirow Financial |
Underwriter |
Broker-Dealer |
26 |
| Mesirow Financial |
Underwriter |
Broker-Dealer |
4 |
| Mesirow Financial |
Underwriter |
Broker-Dealer |
3 |
| Mesirow Financial |
Underwriter |
Broker-Dealer |
2 |
| Mischler Financial |
Underwriter |
Broker-Dealer |
4 |
| Moors & Cabot, Inc. |
Underwriter |
Broker-Dealer |
2 |
| NW Capital |
Underwriter |
Broker-Dealer |
1 |
| Oppenheimer & Co. |
Underwriter |
Broker-Dealer |
1 |
| Parity |
Bidding Platform |
Financial News Service/Other |
12 |
| PNC Capital Markets, LLC |
Underwriter |
Broker-Dealer |
1 |
| Prager & Co. |
Underwriter |
Broker-Dealer |
4 |
| Prager & Co. |
Underwriter |
Broker-Dealer |
2 |
| Prager & Co. |
Underwriter |
Broker-Dealer |
2 |
| Prager & Co. |
Underwriter |
Broker-Dealer |
2 |
| Prager & Co. |
Underwriter |
Broker-Dealer |
2 |
| Prager & Co. |
Underwriter |
Broker-Dealer |
2 |
| Prager & Co. |
Underwriter |
Broker-Dealer |
2 |
| Prager & Co. |
Underwriter |
Broker-Dealer |
2 |
| Raymond James |
Underwriter |
Broker-Dealer |
2 |
| Raymond James |
Underwriter |
Broker-Dealer |
2 |
| Raymond James |
Underwriter |
Broker-Dealer |
1 |
| Raymond James (NY NY Healthcare Finance) |
Underwriter |
Broker-Dealer |
3 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| Refinitiv |
Financial News Service |
Financial News Service/Other |
4 |
| Refinitiv |
Financial News Service |
Financial News Service/Other |
3 |
| Samco Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| Sibert Brandford Shank & Co |
Underwriter |
Broker-Dealer |
3 |
| Siebert Cisneros Shank & Co |
Underwriter |
Broker-Dealer |
3 |
| Siebert Cisneros Shank & Co |
Underwriter |
Broker-Dealer |
2 |
| Stephens |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
2 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stifel |
Underwriter |
Broker-Dealer |
2 |
| Stifel |
Underwriter |
Broker-Dealer |
1 |
| Stifel |
Underwriter |
Broker-Dealer |
1 |
| Stifel |
Underwriter |
Broker-Dealer |
1 |
| Stifel Nicolause & Co LLC |
Underwriter |
Broker-Dealer |
1 |
| Stifel Nicolause & Co LLC |
Underwriter |
Broker-Dealer |
1 |
| Stifel Nicolause & Co LLC |
Underwriter |
Broker-Dealer |
1 |
| UBS Securities LLC |
Underwriter |
Broker-Dealer |
1 |
| US Bancorp |
Underwriter |
Broker-Dealer |
1 |
| Wedbush Securities |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
2 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
2 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo Asset Management |
Portfolio Manager |
Buyside |
1 |
| Williams Capital Group LP |
Underwriter |
Broker-Dealer |
2 |
| Winslow Evans & Crocker Inc. |
Underwriter |
Broker-Dealer |
1 |
