| ACSTAR Insurance Company |
Chief Investment Officer |
Buyside |
1 |
| Adirondack Trust |
Underwriter |
Broker-Dealer |
1 |
| AMTEC Corp. |
Arbitrage Rebate/Verification Agent |
Financial News Service/Other |
3 |
| BAIRD |
Underwriter |
Broker-Dealer |
2 |
| BAIRD |
Underwriter |
Broker-Dealer |
1 |
| BAIRD |
Underwriter |
Broker-Dealer |
1 |
| Banc of America Public Capital Corp |
Underwriter |
Broker-Dealer |
1 |
| Barclays |
Underwriter |
Broker-Dealer |
3 |
| BB&T |
Underwriter |
Broker-Dealer |
1 |
| Bippus State Bank |
Underwriter |
Broker-Dealer |
1 |
| Bloomberg Financial Markets |
Financial News Service |
Financial News Service/Other |
1 |
| BofA Merrill Lynch (BAML) |
Underwriter |
Broker-Dealer |
13 |
| Bond Buyer |
Financial News Service |
Financial News Service/Other |
2 |
| Build America Mutual |
Insurer |
Financial News Service/Other |
1 |
| Cabrera Capital Markets Inc. |
Underwriter |
Broker-Dealer |
1 |
| Capital One |
Underwriter |
Broker-Dealer |
2 |
| Commerce Bank |
Underwriter |
Broker-Dealer |
4 |
| Country Club Bank |
Underwriter |
Broker-Dealer |
1 |
| Crossroads Bank |
Underwriter |
Broker-Dealer |
1 |
| Edward Jones |
Underwriter |
Broker-Dealer |
1 |
| EJ De La Rosa |
Underwriter |
Broker-Dealer |
1 |
| Farmers State Bank |
Underwriter |
Broker-Dealer |
1 |
| Farmers State Bank |
Underwriter |
Broker-Dealer |
1 |
| Farmers State Bank |
Underwriter |
Broker-Dealer |
1 |
| Fidelity Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| Fidelity Investments |
Portfolio Manager |
Buyside |
1 |
| Fidelity Investments |
Underwriter |
Broker-Dealer |
1 |
| Fidelity Investments |
Underwriter |
Broker-Dealer |
1 |
| Fifth Third Securities |
Underwriter |
Broker-Dealer |
1 |
| Fifth Third Securities |
Underwriter |
Broker-Dealer |
1 |
| Frost National Bank |
Underwriter |
Broker-Dealer |
1 |
| Garrett State Bank |
Underwriter |
Broker-Dealer |
1 |
| Great Pacific Securities Inc. |
Underwriter |
Broker-Dealer |
1 |
| Hilltop Securities |
Underwriter |
Broker-Dealer |
5 |
| Hilltop Securities |
Underwriter |
Broker-Dealer |
1 |
| Hilltop Securities |
Underwriter |
Broker-Dealer |
1 |
| Hilltop Securities |
Underwriter |
Broker-Dealer |
1 |
| Huntington Bank |
Underwriter |
Broker-Dealer |
2 |
| Interactive Data |
Financial News Service |
Financial News Service/Other |
1 |
| Merchant Capital LLC |
Underwriter |
Broker-Dealer |
1 |
| Mesirow Financial |
Underwriter |
Broker-Dealer |
1 |
| Mesirow Financial |
Underwriter |
Broker-Dealer |
1 |
| Mischler Financial |
Underwriter |
Broker-Dealer |
1 |
| Moors & Cabot, Inc. |
Underwriter |
Broker-Dealer |
1 |
| Nuveen |
Chief Investment Officer |
Buyside |
2 |
| NW Financial Group, LLC |
Underwriter |
Broker-Dealer |
1 |
| NW Financial Group, LLC |
Underwriter |
Broker-Dealer |
1 |
| NW Financial Group, LLC |
Underwriter |
Broker-Dealer |
1 |
| Prager & Co. |
Underwriter |
Broker-Dealer |
2 |
| Prager & Co. |
Underwriter |
Broker-Dealer |
1 |
| Raymond James |
Underwriter |
Broker-Dealer |
5 |
| Raymond James |
Underwriter |
Broker-Dealer |
2 |
| Raymond James |
Underwriter |
Broker-Dealer |
1 |
| Raymond James |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| RBC Capital Markets |
Underwriter |
Broker-Dealer |
1 |
| Rice Financial |
Underwriter |
Broker-Dealer |
1 |
| SAMCO Capital Markets, Inc. |
Underwriter |
Broker-Dealer |
2 |
| Siebert Cisneros Shank & Co |
Underwriter |
Broker-Dealer |
1 |
| Siebert Cisneros Shank & Co |
Underwriter |
Broker-Dealer |
1 |
| Stephens |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stern Brothers |
Underwriter |
Broker-Dealer |
1 |
| Stifel |
Underwriter |
Broker-Dealer |
1 |
| Stifel |
Underwriter |
Broker-Dealer |
1 |
| Stifel |
Underwriter |
Broker-Dealer |
1 |
| Stifel |
Underwriter |
Broker-Dealer |
1 |
| TD Securities |
Underwriter |
Broker-Dealer |
3 |
| UBS Securities LLC |
Underwriter |
Broker-Dealer |
1 |
| US Bancorp |
Underwriter |
Broker-Dealer |
1 |
| Wedbush Securities |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
4 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| Wells Fargo & Co |
Underwriter |
Broker-Dealer |
1 |
| West End Bank |
Underwriter |
Broker-Dealer |
1 |
| Westwood Management Corp |
Portfolio Manager |
Buyside |
1 |
